Code of Federal Regulations (Last Updated: October 10, 2024) |
Title 31 - Money and Finance: Treasury |
Subtitle B - Regulations Relating to Money and Finance |
Chapter X - Financial Crimes Enforcement Network, Department of the Treasury |
Part 1026 - Rules for Futures Commission Merchants and Introducing Brokers in Commodities |
Subpart A - Definitions |
§ 1026.100 - Definitions. |
Subpart B - Programs |
§ 1026.200 - General. |
§ 1026.210 - Anti-money laundering program requirements for futures commission merchants and introducing brokers in commodities. |
§ 1026.220 - Customer identification programs for futures commission merchants and introducing brokers. |
Subpart C - Reports Required To Be Made by Futures Commission Merchants and Introducing Brokers in Commodities |
§ 1026.300 - General. |
§ 1026.310 - Reports of transactions in currency. |
§ 1026.311 - Filing obligations. |
§ 1026.312 - Identification required. |
§ 1026.313 - Aggregation. |
§ 1026.314 - Structured transactions. |
§ 1026.315 - Exemptions. |
§ 1026.320 - Reports by futures commission merchants and introducing brokers in commodities of suspicious transactions. |
Subpart D - Records Required To Be Maintained By Futures Commission Merchants and Introducing Brokers in Commodities |
§ 1026.400 - General. |
§ 1026.410 - Recordkeeping. |
Subpart E - Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity |
§ 1026.500 - General. |
§ 1026.520 - Special information sharing procedures to deter money laundering and terrorist activity for futures commission merchants and introducing brokers in commodities. |
§ 1026.530 - [Reserved] |
§ 1026.540 - Voluntary information sharing among financial institutions. |
Subpart F - Special Standards of Diligence; Prohibitions; and Special Measures for Futures Commission Merchants and Introducing Brokers in Commodities |
§ 1026.600 - General. |
§ 1026.610 - Due diligence programs for correspondent accounts for foreign financial institutions. |
§ 1026.620 - Due diligence programs for private banking accounts. |
§ 1026.630 - Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process. |
§ 1026.640 - [Reserved] |
§ 1026.670 - Summons or subpoena of foreign bank records; termination of correspondent relationship. |