 |
Code of Federal Regulations (Last Updated: November 8, 2024) |
 |
Title 12 - Banks and Banking |
|
|
Chapter I - Comptroller of the Currency, Department of the Treasury |
|
|
Part 197 - Securities Offerings |
| § 197.1 - Definitions. |
| § 197.2 - Offering circular requirement. |
| § 197.3 - Exemptions. |
| § 197.4 - Non-public offering. |
| § 197.5 - Filing and signature requirements. |
| § 197.6 - Effective date. |
| § 197.7 - Form, content, and accounting. |
| § 197.8 - Use of the offering circular. |
| § 197.9 - Escrow requirement. |
| § 197.10 - Unsafe or unsound practices. |
| § 197.11 - Withdrawal or abandonment. |
| § 197.12 - Securities sale report. |
| § 197.13 - Public disclosure and confidential treatment. |
| § 197.14 - Waiver. |
| § 197.15 - Requests for interpretive advice or waiver. |
| § 197.16 - Delayed or continuous offering and sale of securities. |
| § 197.17 - Sales of securities at an office of a savings association. |
| § 197.18 - Current and periodic reports. |
| § 197.19 - Approval of the security. |
| § 197.21 - Filing of copies of offering circulars in certain exempt offerings. |
| Appendix A to Part 197 - Form for Securities Sale Report |