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Code of Federal Regulations (Last Updated: October 10, 2024) |
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Title 12 - Banks and Banking |
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Chapter I - Comptroller of the Currency, Department of the Treasury |
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Part 9 - Fiduciary Activities of National Banks |
| Regulations |
| § 9.1 - Authority, purpose, and scope. |
| § 9.2 - Definitions. |
| § 9.3 - Approval requirements. |
| § 9.4 - Administration of fiduciary powers. |
| § 9.5 - Policies and procedures. |
| § 9.6 - Review of fiduciary accounts. |
| § 9.7 - Multi-state fiduciary operations. |
| § 9.8 - Recordkeeping. |
| § 9.9 - Audit of fiduciary activities. |
| § 9.10 - Fiduciary funds awaiting investment or distribution. |
| § 9.11 - Investment of fiduciary funds. |
| § 9.12 - Self-dealing and conflicts of interest. |
| § 9.13 - Custody of fiduciary assets. |
| § 9.14 - Deposit of securities with state authorities. |
| § 9.15 - Fiduciary compensation. |
| § 9.16 - Receivership or voluntary liquidation of bank. |
| § 9.17 - Surrender or revocation of fiduciary powers. |
| § 9.18 - Collective investment funds. |
| § 9.20 - Transfer agents. |
| Interpretations |
| § 9.100 - Acting as indenture trustee and creditor. |
| § 9.101 - Providing investment advice for a fee. |