Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 12 - Banks and Banking |
Chapter I - Comptroller of the Currency, Department of the Treasury |
Part 16 - Securities Offering Disclosure Rules |
§ 16.1 - Authority, purpose, and scope. |
§ 16.2 - Definitions. |
§ 16.3 - Registration statement and prospectus requirements. |
§ 16.4 - Communications not deemed an offer. |
§ 16.5 - Exemptions. |
§ 16.6 - Sales of nonconvertible debt. |
§ 16.7 - Nonpublic offerings. |
§ 16.8 - Small issues. |
§ 16.9 - Securities offered and sold in holding company dissolution. |
§ 16.10 - xxx |
§ 16.15 - Form and content. |
§ 16.16 - Effectiveness. |
§ 16.17 - Filing requirements and inspection of documents. |
§ 16.18 - Use of prospectus. |
§ 16.19 - Withdrawal or abandonment. |
§ 16.20 - Compliance with requirements of the securities laws. |
§ 16.30 - Request for interpretive advice or no-objection letter. |
§ 16.31 - Escrow requirement. |
§ 16.32 - Fraudulent transactions and unsafe or unsound practices. |
§ 16.33 - Filing fees. |