Subpart A - Uniform Rules of Practice and Procedure

§ 263.1 - Scope.

§ 263.2 - Rules of construction.

§ 263.3 - Definitions.

§ 263.4 - Authority of the Board.

§ 263.5 - Authority of the administrative law judge (“ALJ”).

§ 263.6 - Appearance and practice in adjudicatory proceedings.

§ 263.7 - Good faith certification.

§ 263.8 - Conflicts of interest.

§ 263.9 - Ex parte communications.

§ 263.10 - Filing of papers.

§ 263.11 - Service of papers.

§ 263.12 - Construction of time limits.

§ 263.13 - Change of time limits.

§ 263.14 - Witness fees and expenses.

§ 263.15 - Opportunity for informal settlement.

§ 263.16 - The Board's right to conduct examination.

§ 263.17 - Collateral attacks on adjudicatory proceeding.

§ 263.18 - Commencement of proceeding and contents of notice.

§ 263.19 - Answer.

§ 263.20 - Amended pleadings.

§ 263.21 - Failure to appear.

§ 263.22 - Consolidation and severance of actions.

§ 263.23 - Motions.

§ 263.24 - Scope of document discovery.

§ 263.25 - Request for document discovery from parties.

§ 263.26 - Document subpoenas to nonparties.

§ 263.27 - Deposition of witness unavailable for hearing.

§ 263.28 - Interlocutory review.

§ 263.29 - Summary disposition.

§ 263.30 - Partial summary disposition.

§ 263.31 - Scheduling and prehearing conferences.

§ 263.32 - Prehearing submissions.

§ 263.33 - Public hearings.

§ 263.34 - Hearing subpoenas.

§ 263.35 - Conduct of hearings.

§ 263.36 - Evidence.

§ 263.37 - Post-hearing filings.

§ 263.38 - Recommended decision and filing of record.

§ 263.39 - Exceptions to recommended decision.

§ 263.40 - Review by the Board.

§ 263.41 - Stays pending judicial review.

Subpart B - Board Local Rules Supplementing the Uniform Rules

§ 263.50 - Purpose and scope.

§ 263.51 - Definitions.

§ 263.52 - Address for filing.

§ 263.53 - Discovery depositions.

§ 263.54 - Delegation to the Office of Financial Institution Adjudication.

§ 263.55 - Board as Presiding Officer.

§ 263.56 - Initial licensing proceedings.

§ 263.57 - Sanctions relating to conduct in an adjudicatory proceeding.

Subpart C - Rules and Procedures for Assessment and Collection of Civil Money Penalties

§ 263.60 - Scope.

§ 263.61 - Opportunity for informal proceeding.

§ 263.62 - Relevant considerations for assessment of civil penalty.

§ 263.63 - Assessment order.

§ 263.64 - Payment of civil penalty.

§ 263.65 - Civil money penalty inflation adjustments.

Subpart D - Rules and Procedures Applicable to Suspension or Removal of an Institution-Affiliated Party Where a Felony is Charged or Proven

§ 263.70 - Purpose and scope.

§ 263.71 - Notice or order of suspension, removal, or prohibition.

§ 263.72 - Request for informal hearing.

§ 263.73 - Order for informal hearing.

§ 263.74 - Decision of the Board.

Subpart E - Procedures for Issuance and Enforcement of Directives To Maintain Adequate Capital

§ 263.80 - Purpose and scope.

§ 263.81 - Definitions.

§ 263.82 - Establishment of minimum capital levels.

§ 263.83 - Issuance of capital directives.

§ 263.84 - Enforcement of directive.

§ 263.85 - Establishment of increased capital level for specific institutions.

Subpart F - Practice Before the Board

§ 263.90 - Scope.

§ 263.91 - Censure, suspension or debarment.

§ 263.92 - Definitions.

§ 263.93 - Eligibility to practice.

§ 263.94 - Conduct warranting sanctions.

§ 263.95 - Initiation of disciplinary proceeding.

§ 263.96 - Conferences.

§ 263.97 - Proceedings under this subpart.

§ 263.98 - Effect of suspension, debarment or censure.

§ 263.99 - Petition for reinstatement.

Subpart G - Rules Regarding Claims Under the Equal Access to Justice Act

§ 263.100 - Authority and scope.

§ 263.101 - Standards for awards.

§ 263.102 - Prevailing party.

§ 263.103 - Eligibility of applicants.

§ 263.104 - Application for awards.

§ 263.105 - Statement of net worth.

§ 263.106 - Measure of awards.

§ 263.107 - Statement of fees and expenses.

§ 263.108 - Responses to application.

§ 263.109 - Further proceedings.

§ 263.110 - Recommended decision.

§ 263.111 - Action by the Board.

Subpart H - Issuance and Review of Orders Pursuant to Prompt Corrective Action Provisions of the Federal Deposit Insurance Act

§ 263.201 - Scope.

§ 263.202 - Directives to take prompt regulatory action.

§ 263.203 - Procedures for reclassifying a state member bank based on criteria other than capital.

§ 263.204 - Order to dismiss a director or senior executive officer.

§ 263.205 - Enforcement of directives.

Subpart I - Submission and Review of Safety and Soundness Compliance Plans and Issuance of Orders To Correct Safety and Soundness Deficiencies

§ 263.300 - Scope.

§ 263.301 - Purpose.

§ 263.302 - Determination and notification of failure to meet safety and soundness standard and request for compliance plan.

§ 263.303 - Filing of safety and soundness compliance plan.

§ 263.304 - Issuance of orders to correct deficiencies and to take or refrain from taking other actions.

§ 263.305 - Enforcement of orders.

Subpart J - Removal, Suspension, and Debarment of Accountants From Performing Audit Services

§ 263.400 - Scope.

§ 263.401 - Definitions.

§ 263.402 - Removal, suspension, or debarment.

§ 263.403 - Automatic removal, suspension, and debarment.

§ 263.404 - Notice of removal, suspension, or debarment.

§ 263.405 - Petition for reinstatement.

Subpart K - Formal Investigative Proceedings

§ 263.450 - Scope.

§ 263.451 - Definitions.

§ 263.452 - Conduct of a formal investigative proceeding.

§ 263.453 - Powers of the designated representative.

§ 263.454 - Confidentiality of proceedings.

§ 263.455 - Transcripts.

§ 263.456 - Rights of witnesses.

§ 263.457 - Subpoenas.

Appendix A to Part 263 - —Rules Applicable to Proceedings Initiated Before April 1, 2024