Subpart A - Authority and Definitions

§ 351.1 - Authority, purpose, scope, and relationship to other authorities.

§ 351.2 - Definitions.

Subpart B - Proprietary Trading

§ 351.3 - Prohibition on proprietary trading.

§ 351.4 - Permitted underwriting and market making-related activities.

§ 351.5 - Permitted risk-mitigating hedging activities.

§ 351.6 - Other permitted proprietary trading activities.

§ 351.7 - Limitations on permitted proprietary trading activities.

§§ 351.8--351.9 - [Reserved]

Subpart C - Covered Funds Activities and Investments

§ 351.10 - Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.

§ 351.11 - Permitted organizing and offering, underwriting, and market making with respect to a covered fund.

§ 351.12 - Permitted investment in a covered fund.

§ 351.13 - Other permitted covered fund activities and investments.

§ 351.14 - Limitations on relationships with a covered fund.

§ 351.15 - Other limitations on permitted covered fund activities.

§ 351.16 - Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities.

§§ 351.17--351.19 - [Reserved]

Subpart D - Compliance Program Requirement; Violations

§ 351.20 - Program for compliance; reporting.

§ 351.21 - Termination of activities or investments; penalties for violations.

Appendix A to Part 351 - Reporting and Recordkeeping Requirements for Covered Trading Activities

Appendix B to Part 351 - Enhanced Minimum Standards for Compliance Programs

Appendix Z to Part 351 - Proprietary Trading and Certain Interests in and Relationships With Covered Funds (Alternative Compliance)