Subpart A - Authority and Definitions

§ 44.1 - Authority, purpose, scope, and relationship to other authorities.

§ 44.2 - Definitions.

Subpart B - Proprietary Trading

§ 44.3 - Prohibition on proprietary trading.

§ 44.4 - Permitted underwriting and market making-related activities.

§ 44.5 - Permitted risk-mitigating hedging activities.

§ 44.6 - Other permitted proprietary trading activities.

§ 44.7 - Limitations on permitted proprietary trading activities.

§§ 44.8--44.9 - [Reserved]

Subpart C - Covered Funds Activities and Investments

§ 44.10 - Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.

§ 44.11 - Permitted organizing and offering, underwriting, and market making with respect to a covered fund.

§ 44.12 - Permitted investment in a covered fund.

§ 44.13 - Other permitted covered fund activities and investments.

§ 44.14 - Limitations on relationships with a covered fund.

§ 44.15 - Other limitations on permitted covered fund activities and investments.

§ 44.16 - Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.

§§ 44.17--44.19 - [Reserved]

Subpart D - Compliance Program Requirement; Violations

§ 44.20 - Program for compliance; reporting.

§ 44.21 - Termination of activities or investments; penalties for violations.

Appendix A to Part 44 - Reporting and Recordkeeping Requirements for Covered Trading Activities

Appendix B to Part 44 - Enhanced Minimum Standards for Compliance Programs

Appendix Z to Part 44 - Proprietary Trading and Certain Interests in and Relationships With Covered Funds (Alternative Compliance)