Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 12 - Banks and Banking |
Chapter III - Federal Deposit Insurance Corporation |
SubChapter B - Regulations and Statements of General Policy |
Part 335 - Securities of State Nonmember Banks and State Savings Associations |
§ 335.101 - Scope of part, authority and OMB control number. |
§ 335.111 - Forms and schedules. |
§ 335.121 - Listing standards related to audit committees. |
§ 335.201 - Securities exempted from registration. |
§ 335.211 - Registration and reporting. |
§ 335.221 - Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure). |
§ 335.231 - Certification, suspension of trading, and removal from listing by exchanges. |
§ 335.241 - Unlisted trading. |
§ 335.251 - Forms for notification of action taken by national securities exchanges. |
§ 335.261 - Exemptions, terminations, and definitions. |
§ 335.301 - Reports of issuers of securities registered pursuant to section 12. |
§ 335.311 - Forms for annual, quarterly, current, and other reports of issuers. |
§ 335.321 - Maintenance of records and issuer's representations in connection with required reports. |
§ 335.331 - Acquisition statements, acquisition of securities by issuers, and other matters. |
§ 335.401 - Solicitations of proxies. |
§ 335.501 - Tender offers. |
§ 335.601 - Requirements of section 16 of the Securities Exchange Act of 1934. |
§ 335.611 - Initial statement of beneficial ownership of securities (Form 3). |
§ 335.612 - Statement of changes in beneficial ownership of securities (Form 4). |
§ 336.612 - Statement of changes in beneficial ownership of securities (Form 4). |
§ 335.613 - Annual statement of beneficial ownership of securities (Form 5). |
§ 336.613 - Annual statement of beneficial ownership of securities (Form 5). |
§ 335.701 - Filing requirements, public reference, and confidentiality. |
§ 335.801 - Inapplicable SEC regulations; FDIC substituted regulations; additional information. |
§ 335.901 - Delegation of authority to act on matters with respect to disclosure laws and regulations. |