Part 703 - Investment and Deposit Activities  


§ 703.30 - What are the responsibilities of my (a federal credit union's) board of directors?
§ 703.40 - What general practices and procedures must I follow in conducting investment transactions?
§ 703.50 - What rules govern my dealings with entities I use to purchase and sell investments (“broker-dealers”)?
§ 703.60 - What rules govern my safekeeping of investments?
§ 703.70 - What must I do to monitor my non-security investments in banks, credit unions, and other depository institutions?
§ 703.80 - What must I do to value my securities?
§ 703.90 - What must I do to monitor the risk of my securities?
§ 703.120 - May my officials or employees accept anything of value in connection with an investment transaction?
§ 703.130 - May I continue to hold investments purchased before January 1, 1998, that will be impermissible after that date?
§ 703.140 - What is the investment pilot program and how can I participate in it?
§ 703.150 - What additional definitions apply to this part?
Subpart A - General Investment and Deposit Activities
§ 703.1 - Purpose and scope.
§ 703.2 - Definitions.
§ 703.3 - Investment policies.
§ 703.4 - Recordkeeping and documentation requirements.
§ 703.5 - Discretionary control over investments and investment advisers.
§ 703.6 - Credit analysis.
§ 703.7 - Notice of non-compliant investments.
§ 703.8 - Broker-dealers.
§ 703.9 - Safekeeping of investments.
§ 703.10 - Monitoring non-security investments.
§ 703.11 - Valuing securities.
§ 703.12 - Monitoring securities.
§ 703.13 - Permissible investment activities.
§ 703.14 - Permissible investments.
§ 703.15 - Prohibited investment activities.
§ 703.16 - Prohibited investments.
§ 703.17 - Conflicts of interest.
§ 703.18 - Grandfathered investments.
§ 703.19 - Investment pilot program.
§ 703.20 - Request for additional authority.
Subpart B - Derivatives
§ 703.100 - Purpose and scope.
§ 703.101 - Purpose and scope.
§ 703.102 - Definitions.
§ 703.103 - Requirements related to the characteristics of permissible Interest Rate Risk Derivatives.
§ 703.104 - Requirements for Counterparty agreements, collateral and Margining.
§ 703.105 - Reporting requirements.
§ 703.106 - Operational support requirements.
§ 703.107 - External service providers.
§ 703.108 - Notification and application requirements.
§ 703.109 - Regulatory violation or unsafe and unsound condition.
§ 703.110 - Application content.
§ 703.111 - NCUA approval.
§ 703.112 - Applying for additional products or characteristics.
§ 703.113 - Pilot program participants with active derivatives positions.
§ 703.114 - Regulatory violation.
Appendix to Subpart B - Examples of Derivative Limit Authority Calculations