Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 12 - Banks and Banking |
Chapter VII - National Credit Union Administration |
SubChapter A - Regulations Affecting Credit Unions |
Part 703 - Investment and Deposit Activities |
§ 703.30 - What are the responsibilities of my (a federal credit union's) board of directors? |
§ 703.40 - What general practices and procedures must I follow in conducting investment transactions? |
§ 703.50 - What rules govern my dealings with entities I use to purchase and sell investments (“broker-dealers”)? |
§ 703.60 - What rules govern my safekeeping of investments? |
§ 703.70 - What must I do to monitor my non-security investments in banks, credit unions, and other depository institutions? |
§ 703.80 - What must I do to value my securities? |
§ 703.90 - What must I do to monitor the risk of my securities? |
§ 703.120 - May my officials or employees accept anything of value in connection with an investment transaction? |
§ 703.130 - May I continue to hold investments purchased before January 1, 1998, that will be impermissible after that date? |
§ 703.140 - What is the investment pilot program and how can I participate in it? |
§ 703.150 - What additional definitions apply to this part? |
Subpart A - General Investment and Deposit Activities |
§ 703.1 - Purpose and scope. |
§ 703.2 - Definitions. |
§ 703.3 - Investment policies. |
§ 703.4 - Recordkeeping and documentation requirements. |
§ 703.5 - Discretionary control over investments and investment advisers. |
§ 703.6 - Credit analysis. |
§ 703.7 - Notice of non-compliant investments. |
§ 703.8 - Broker-dealers. |
§ 703.9 - Safekeeping of investments. |
§ 703.10 - Monitoring non-security investments. |
§ 703.11 - Valuing securities. |
§ 703.12 - Monitoring securities. |
§ 703.13 - Permissible investment activities. |
§ 703.14 - Permissible investments. |
§ 703.15 - Prohibited investment activities. |
§ 703.16 - Prohibited investments. |
§ 703.17 - Conflicts of interest. |
§ 703.18 - Grandfathered investments. |
§ 703.19 - Investment pilot program. |
§ 703.20 - Request for additional authority. |
Subpart B - Derivatives |
§ 703.100 - Purpose and scope. |
§ 703.101 - Purpose and scope. |
§ 703.102 - Definitions. |
§ 703.103 - Requirements related to the characteristics of permissible Interest Rate Risk Derivatives. |
§ 703.104 - Requirements for Counterparty agreements, collateral and Margining. |
§ 703.105 - Reporting requirements. |
§ 703.106 - Operational support requirements. |
§ 703.107 - External service providers. |
§ 703.108 - Notification and application requirements. |
§ 703.109 - Regulatory violation or unsafe and unsound condition. |
§ 703.110 - Application content. |
§ 703.111 - NCUA approval. |
§ 703.112 - Applying for additional products or characteristics. |
§ 703.113 - Pilot program participants with active derivatives positions. |
§ 703.114 - Regulatory violation. |
Appendix to Subpart B - Examples of Derivative Limit Authority Calculations |