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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 200 - Organization; Conduct and Ethics; and Information and Requests |
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Subpart M - Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission |
§ 200.735-5 - Securities transactions.
Latest version.
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§ 200.735-5 Securities transactions.
Securities transactions by members and employees must comply with the provisions of 5 CFR 4401.102 (Prohibited and restricted financial interests and transactions).
[75 FR 42277, July 20, 2010]