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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 239 - Forms Prescribed Under the Securities Act of 1933 |
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Subpart B - Forms Pertaining to Exemptions |
§ 239.201 - Form 2-E, report of sales pursuant to Rule 609 of Regulation E.
Latest version.
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§ 239.201 Form 2-E, report of sales pursuant to Rule 609 of Regulation E.
This form shall be used for report of sales of securities under Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company described in Rule 602 (§ 230.602 of this chapter) as required by Rule 609 of Regulation E (§ 230.609 of this chapter).