§ 240.3b-3 - [Reserved], Definitions, Subpart A - Rules and Regulations Under the Securities Exchange Act of 1934, Part 240 - General Rules and Regulations, Securities Exchange Act of 1934, Chapter II - Securities and Exchange Commission, Title 17 - Commodity and Securities Exchanges, Code of Federal Regulations

2024-05556. Final rule. 2024-05556. Disclosure of Order Execution Information
2024-02837. Final rule. 2024-02837. Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection With Certain Liquidity Providers
2023-27860. Final rule. 2023-27860. Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
2023-23398. Proposed rule. 2023-23398. Volume-Based Exchange Transaction Pricing for NMS Stocks
2023-23052. Final rule. 2023-23052. Reporting of Securities Loans