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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 37 - Swap Execution Facilities |
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Subpart E - Monitoring of Trading and Trade Processing |
§ 37.405 - Risk controls for trading.
Latest version.
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§ 37.405 Risk controls for trading.
The swap execution facility shall establish and maintain risk control mechanisms to prevent and reduce the potential risk of market disruptions, including, but not limited to, market restrictions that pause or halt trading under market conditions prescribed by the swap execution facility.