Code of Federal Regulations (Last Updated: October 10, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter I - Commodity Futures Trading Commission |
Part 37 - Swap Execution Facilities |
Subpart F - Ability to Obtain Information |
§ 37.500 - Core Principle 5 - Ability to obtain information.
Latest version.
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§ 37.500 Core Principle 5 - Ability to obtain information.
The swap execution facility shall:
(a) Establish and enforce rules that will allow the facility to obtain any necessary information to perform any of the functions described in section 5h of the Act;
(b) Provide the information to the Commission on request; and
(c) Have the capacity to carry out such international information-sharing agreements as the Commission may require.