§ 37.500 - Core Principle 5 - Ability to obtain information.  


Latest version.
  • § 37.500 Core Principle 5 - Ability to obtain information.

    The swap execution facility shall:

    (a) Establish and enforce rules that will allow the facility to obtain any necessary information to perform any of the functions described in section 5h of the Act;

    (b) Provide the information to the Commission on request; and

    (c) Have the capacity to carry out such international information-sharing agreements as the Commission may require.