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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 39 - Derivatives Clearing Organizations |
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Subpart B - Compliance with Core Principles |
§ 39.9 - Scope.
Latest version.
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§ 39.9 Scope.
Except as otherwise provided by Commission order, the provisions of this subpart B apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and § 1.3 of this chapter, that is registered with the Commission as a derivatives clearing organization pursuant to section 5b of the Act. The provisions of this subpart B do not apply to any exempt derivatives clearing organization, as defined under § 39.2.
[86 FR 968, Jan. 7, 2021]
[85 FR 67187, Oct. 21, 2020]