Subpart A - XXX

Subpart B - Registration

§ 23.21 - Registration of swap dealers and major swap participants.

§ 23.22 - Prohibition against statutory disqualification in the case of an associated person of a swap dealer or major swap participant.

§ 23.23 - Cross-border application.

§§ 23.23--23.40 - [Reserved]

§§ 23.24--23.40 - [Reserved]

Subpart E - Capital and Margin Requirements for Swap Dealers and Major Swap Participants

§ 23.100 - Definitions applicable to capital requirements.

§ 23.101 - Minimum financial requirements for swap dealers and major swap participants.

§ 23.102 - Calculation of market risk exposure requirement and credit risk exposure requirement using internal models.

§ 23.103 - Calculation of market risk exposure requirement and credit risk requirement when models are not approved.

§ 23.104 - xxx

§ 23.105 - Financial recordkeeping, reporting and notification requirements for swap dealers and major swap participants.

§ 23.106 - xxx

§§ 23.100--23.149 - [Reserved]

§ 23.150 - Scope.

§ 23.151 - Definitions applicable to margin requirements.

§ 23.152 - Collection and posting of initial margin.

§ 23.153 - Collection and posting of variation margin.

§ 23.154 - Calculation of initial margin.

§ 23.155 - Calculation of variation margin.

§ 23.156 - Forms of margin.

§ 23.157 - Custodial arrangements.

§ 23.158 - Margin documentation.

§ 23.159 - Special rules for affiliates.

§ 23.160 - Cross-border application.

§ 23.161 - Compliance dates.

Appendix A to Subpart E - XXX

Appendix B to Subpart E - XXX

Appendix C to Subpart E - XXX

Appendix A to Subpart E of Part 23 - Application for Internal Models To Compute Market Risk Exposure Requirement and Credit Risk Exposure Requirement

Appendix B to Subpart E of Part 23 - —Swap Dealer and Major Swap Participant Position Information

Appendix C to Subpart E of Part 23 - —Specific Position Information for Swap Dealers and Major Swap Participants Subjects to the Capital Requirements of a Prudential Regulator

§§ 23.162--23.199 - [Reserved]

§§ 23.107--23.149 - [Reserved]

Subpart F - Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

§ 23.200 - Definitions.

§ 23.201 - Required records.

§ 23.202 - Daily trading records.

§ 23.203 - Records; retention and inspection.

§ 23.204 - Reports to swap data repositories.

§ 23.205 - Real-time public reporting.

§ 23.206 - Delegation of authority to the Director of the Market Participants Division to establish an alternative compliance schedule to comply with daily trading records.

Subpart H - Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities

§ 23.400 - Scope.

§ 23.401 - Definitions.

§ 23.402 - General provisions.

§ 23.410 - Prohibition on fraud, manipulation, and other abusive practices.

§ 23.430 - Verification of counterparty eligibility.

§ 23.431 - Disclosures of material information.

§ 23.432 - Clearing disclosures.

§ 23.433 - Communications - fair dealing.

§ 23.434 - Recommendations to counterparties - institutional suitability.

§ 23.440 - Requirements for swap dealers acting as advisors to Special Entities.

§ 23.450 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.

§ 23.451 - Political contributions by certain swap dealers.

Appendix A to Subpart H of Part 23 - Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities

Appendix A to Subpart H to Part 23 - Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities

§§ 23.411--23.429 - [Reserved]

§§ 23.441--23.449 - [Reserved]

§§ 23.403--23.409 - [Reserved]

§§ 23.435--23.439 - [Reserved]

Subpart I - Swap Documentation

§ 23.500 - Definitions.

§ 23.501 - Swap confirmation.

§ 23.502 - Portfolio reconciliation.

§ 23.503 - Portfolio compression.

§ 23.504 - Swap trading relationship documentation.

§§ 23.500--23.505 - [Reserved]

§ 23.505 - End user exception documentation.

§ 23.506 - Swap processing and clearing.

Part 23, Subpart I, Appendix 1 - Exhibits A-D

Subpart J - Duties of Swap Dealers and Major Swap Participants

§ 23.600 - Risk Management Program for swap dealers and major swap participants.

§ 23.601 - Monitoring of position limits.

§ 23.602 - Diligent supervision.

§ 23.603 - Business continuity and disaster recovery.

§ 23.604 - [Reserved]

§ 23.605 - Conflicts of interest policies and procedures.

§ 23.606 - General information: availability for disclosure and inspection.

§ 23.607 - Antitrust considerations.

§ 23.608 - Restrictions on counterparty clearing relationships.

§ 23.609 - Clearing member risk management.

§ 23.610 - Clearing member acceptance for clearing.

§ 23.611 - Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.

Appendix A to Subpart H - Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities

Subpart K - XXX

Subpart L - Segregation of Assets Held as Collateral in Uncleared Swap Transactions

§ 23.700 - Definitions.

§ 23.701 - Notification of right to segregation.

§ 23.702 - Requirements for segregated initial margin.

§ 23.703 - Investment of segregated initial margin.

§ 23.704 - Requirements for non-segregated margin.

Appendix A to Part 23 - Guidance on the Application of §§23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities

§§ 23.1--23.20 - [Reserved]