 |
Code of Federal Regulations (Last Updated: October 10, 2024) |
 |
Title 17 - Commodity and Securities Exchanges |
|
|
Chapter IV - Department of the Treasury |
|
|
SubChapter A - Regulations Under Section 15c of the Securities Exchange Act of 1934 |
|
|
Part 420 - Large Position Reporting |
| § 420.1 - Applicability. |
| § 420.2 - Definitions. |
| § 420.3 - Reporting. |
| § 420.4 - Recordkeeping. |
| § 420.5 - Applicability date. |
| Appendix A to Part 420 - Separate Reporting Entity |
| Appendix B to Part 420 - Sample Large Position Report |