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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 49 - Swap Data Repositories |
| § 49.1 - Scope. |
| § 49.2 - Definitions. |
| § 49.3 - Procedures for registration. |
| § 49.4 - Withdrawal from registration. |
| § 49.5 - Equity interest transfers. |
| § 49.6 - Request for transfer of registration. |
| § 49.7 - Swap data repositories located in foreign jurisdictions. |
| § 49.8 - Procedures for implementing swap data repository rules. |
| § 49.9 - Open swaps reports provided to the Commission. |
| § 49.10 - Acceptance and validation of data. |
| § 49.11 - Verification of swap data accuracy. |
| § 49.12 - Swap data repository recordkeeping requirements. |
| § 49.13 - Monitoring, screening and analyzing swap data. |
| § 49.14 - Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities. |
| § 49.15 - Real-time public reporting by swap data repositories. |
| § 49.16 - Privacy and confidentiality requirements of swap data repositories. |
| § 49.17 - Access to SDR data. |
| § 49.18 - Confidentiality arrangement. |
| § 49.19 - Core principles applicable to swap data repositories. |
| § 49.20 - Governance arrangements (Core Principle 2). |
| § 49.21 - Conflicts of interest (Core Principle 3). |
| § 49.22 - Chief compliance officer. |
| § 49.23 - Emergency authority policies and procedures. |
| § 49.24 - System safeguards. |
| § 49.25 - Financial resources. |
| § 49.26 - Disclosure requirements of swap data repositories. |
| § 49.27 - Access and fees. |
| § 49.28 - xxx |
| § 49.29 - xxx |
| § 49.30 - xxx |
| § 49.31 - Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters. |
| Appendix A to Part 49 - —Form SDR |