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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 8 - [Reserved] |
| Subpart A - General Provisions |
| § 8.01 - Scope of rules. |
| § 8.02 - Implementing exchange rules. |
| § 8.03 - Definitions. |
| Subpart B - Disciplinary Procedure |
| § 8.05 - Enforcement staff. |
| § 8.06 - Investigations. |
| § 8.07 - Investigation reports. |
| § 8.08 - Disciplinary committee. |
| § 8.09 - Review of investigation report. |
| § 8.10 - Predetermined penalties. |
| § 8.11 - Notice of charges. |
| § 8.12 - Right to representation. |
| § 8.13 - Answer to charges. |
| § 8.14 - Admission or failure to deny charges. |
| § 8.15 - Denial of charges and right to hearing. |
| § 8.16 - Settlement offers. |
| § 8.17 - Hearing. |
| § 8.18 - Decision. |
| § 8.19 - Appeal. |
| § 8.20 - Final decision. |
| Subpart C - Summary Actions |
| § 8.25 - Member responsibility actions. |
| § 8.26 - Procedure for member responsibility actions. |
| § 8.27 - Violations of rules regarding decorum, submission of records or other similar activities. |
| § 8.28 - Final decision. |