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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 9 - Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions |
| Subpart A - General Provisions |
| § 9.1 - Scope of rules. |
| § 9.2 - Definitions. |
| § 9.3 - Provisions referenced. |
| § 9.4 - Filing and service; official docket. |
| § 9.5 - Motions. |
| § 9.6 - Sanctions for noncompliance. |
| § 9.7 - Settlement. |
| § 9.8 - Practice before the Commission. |
| § 9.9 - Waiver of rules; delegation of authority. |
| Subpart B - Notice and Effective Date of Disciplinary Action or Access Denial Action |
| § 9.10 - [Reserved] |
| § 9.11 - Form, contents and delivery of notice of disciplinary or access denial action. |
| § 9.12 - Effective date of disciplinary or access denial action. |
| § 9.13 - Publication of notice. |
| §§ 9.14--9.19 - [Reserved] |
| Subpart C - Initial Procedure With Respect to Appeals |
| § 9.20 - Notice of appeal. |
| § 9.21 - Record of exchange proceeding. |
| § 9.22 - Appeal brief. |
| § 9.23 - Answering brief. |
| § 9.24 - Petition for stay pending review. |
| § 9.25 - Limited participation of interested persons. |
| § 9.26 - Participation of Commission staff. |
| §§ 9.27--9.29 - [Reserved] |
| Subpart D - Commission Review of Disciplinary, Access Denial or Other Adverse Action |
| § 9.30 - Scope of review. |
| § 9.31 - Commission review of disciplinary or access denial action on its own motion. |
| § 9.32 - Oral argument. |
| § 9.33 - Final decision by the Commission. |