Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 205 - Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer |
Part 205 - Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer
§ 205.1 - Purpose and scope. |
§ 205.2 - Definitions. |
§ 205.3 - Issuer as client. |
§ 205.4 - Responsibilities of supervisory attorneys. |
§ 205.5 - Responsibilities of a subordinate attorney. |
§ 205.6 - Sanctions and discipline. |
§ 205.7 - No private right of action. |