§ 247.100 - Definition.

§ 247.700 - Defined terms relating to the networking exception from the definition of “broker.”

§ 247.701 - Exemption from the definition of “broker” for certain institutional referrals.

§ 247.721 - Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”

§ 247.722 - Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.

§ 247.723 - Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.

§ 247.740 - Defined terms relating to the sweep accounts exception from the definition of “broker.”

§ 247.741 - Exemption for banks effecting transactions in money market funds.

§ 247.760 - Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.

§ 247.771 - Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.

§ 247.772 - Exemption from the definition of “broker” for banks engaging in securities lending transactions.

§ 247.775 - Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.

§ 247.776 - Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.

§ 247.780 - Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.

§ 247.781 - Exemption from the definition of “broker” for banks for a limited period of time.