Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter IV - Department of the Treasury |
SubChapter A - Regulations Under Section 15c of the Securities Exchange Act of 1934 |
Part 402 - Financial Responsibility |
§ 402.2 - Capital requirements for registered government securities brokers and dealers. |
§ 402.2a - Appendix A - Calculation of market risk haircut for purposes of § 402.2(g)(2). |
§ 402.2b - [Reserved] |
§ 402.2c - Appendix C - Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates. |
§ 402.2d - Appendix D - Modification of § 240.15c3-1d of this title, relating to satisfactory subordination agreements, for purposes of § 402.2. |
§ 402.2e - Appendix E—Temporary minimum requirements. |