Subpart A - Authority and Definitions

§ 75.1 - Authority, purpose, scope, and relationship to other authorities.

§ 75.2 - Definitions.

Subpart B - Proprietary Trading

§ 75.3 - Prohibition on proprietary trading.

§ 75.4 - Permitted underwriting and market making-related activities.

§ 75.5 - Permitted risk-mitigating hedging activities.

§ 75.6 - Other permitted proprietary trading activities.

§ 75.7 - Limitations on permitted proprietary trading activities.

§§ 75.8--75.9 - [Reserved]

Subpart C - Covered Fund Activities and Investments

§ 75.10 - Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.

§ 75.11 - Permitted organizing and offering, underwriting, and market making with respect to a covered fund.

§ 75.12 - Permitted investment in a covered fund.

§ 75.13 - Other permitted covered fund activities and investments.

§ 75.14 - Limitations on relationships with a covered fund.

§ 75.15 - Other limitations on permitted covered fund activities.

§ 75.16 - Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.

§§ 75.17--75.19 - [Reserved]

Subpart D - Compliance Program Requirement; Violations

§ 75.20 - Program for compliance; reporting.

§ 75.21 - Termination of activities or investments; penalties for violations.

Appendix A to Part 75 - Reporting and Recordkeeping Requirements for Covered Trading Activities

Appendix B to Part 75 - Enhanced Minimum Standards for Compliance Programs

Appendix Z to Part 75 - Proprietary Trading and Certain Interests in and Relationships with Covered Funds (Alternative Compliance)

Subpart Z to Part 75 - XXX