Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 250 - Cross-Border Antifraud Law-Enforcement Authority |
§ 250.1 - Cross-border antifraud law-enforcement authority. |
Officers, Directors and Representatives of Registered Holding Companies and Their Subsidiaries 5 |
§ 250.70 - Exemptions from section 17(c) of the Act. |
§ 250.71 - Statements to be filed pursuant to section 12(i). |
§ 250.72 - Filing of statements pursuant to section 17(a). |
Solicitations and Reorganizations |
§ 250.60 - Meaning of word “authorization”. |
§ 250.61 - Solicitations other than in connection with a reorganization or transaction which is the subject of an application or declaration. |
§ 250.62 - Solicitations in connection with a reorganization or transaction which is the subject of an application or declaration. |
§ 250.63 - Approval of reorganization fees. |
§ 250.64 - Scope of applications for approval of reorganization plans. |
§ 250.65 - Expenditures in connection with solicitation of proxies. |
Regulation and Exemption of Various Financial Transactions 2 |
Regulation and Exemption of Various Financial Transactions 2 |
§ 250.40 - Exemption of certain acquisitions from nonaffiliates. |
§ 250.41 - Exemption of public utility subsidiaries with respect to limited acquisition of utility assets. |
§ 250.42 - Acquisition, retirement and redemption of securities by the issuer thereof. |
§ 250.43 - Sales to affiliates. |
§ 250.44 - Sales of securities and assets. |
§ 250.45 - Loans, extensions of credit, donations and capital contributions to associate companies. |
§ 250.46 - Dividend declarations and payments on certain indebtedness. |
§ 250.47 - Exemption of public utility subsidiaries as to certain securities issued to the Rural Electrification Administration. |
§ 250.48 - Certain exemptions in connection with appliance sales and loans to officers or employees. |
§ 250.49 - Certain exemptions granted to non-utility subsidiaries. |
§ 250.50 - [Reserved] |
§ 250.51 - Acquisitions pursuant to preliminary agreements and invitation for tenders. |
§ 250.52 - Exemption of issue and sale of certain securities. |
§ 250.53 - Certain registered holding company financings in connection with the acquisition of one or more exempt wholesale generators. |
§ 250.54 - Effect of exempt wholesale generators on other transactions. |
§ 250.57 - Notices and reports to be filed under section 33. |
§ 250.58 - Exemption of investments in certain nonutility companies. |
Service, Sales and Construction Contracts |
§ 250.80 - Definitions of terms used in rules under section 13. |
§ 250.81 - Exempted transactions. |
§ 250.82 - Temporary exemption from section 13. |
§ 250.83 - Exemption in the case of transactions with foreign associates. |
§ 250.84 - Prohibition of unauthorized transactions by registered holding companies. |
§ 250.85 - Service, sales, and construction by registered holding companies. |
§ 250.86 - Prohibition of unauthorized transactions by subsidiaries. |
§ 250.87 - Subsidiaries authorized to perform services or construction or to sell goods. |
§ 250.88 - Approval of mutual service companies; organization and conduct of business of subsidiary service companies. |
§ 250.89 - Termination of contracts. |
§ 250.90 - Transactions limited to cost. |
§ 250.91 - Determination of cost. |
§ 250.92 - Sales of goods produced by seller. |
§ 250.93 - Accounts and records of mutual and subsidiary service companies. |
§ 250.94 - Annual reports by mutual and subsidiary service companies. |
§ 250.95 - Reports required from affiliate service companies and companies principally engaged in performing services. |
Forms, Procedure and Accounts |
§ 250.20 - Prescribed forms and amendments. |
§ 250.21 - Filing of documents. |
§ 250.22 - Applications and declarations. |
§ 250.23 - Procedure applicable to certain applications and declarations. |
§ 250.24 - Terms and conditions applicable to declarations and orders granting applications. |
§ 250.25 - Answers. |
§ 250.26 - Financial statement and recordkeeping requirements for registered holding companies and subsidiaries. |
§ 250.27 - Classification of accounts prescribed for utility companies not already subject thereto. |
§ 250.28 - Inconsistent financial statements. |
§ 250.29 - Filing of reports to State Commissions. |
Officers, Directors and Representatives of Registered Holding Companies and Their Subsidiaries 5 |
Officers,Directors and Representatives of Registered Holding Companies and Their Subsidiaries \5\ |
Registration and General Exemptions |
§ 250.2 - Exemption of holding companies which are intrastate or predominantly operating companies. |
§ 250.3 - Exemption of certain banks. |
§ 250.4 - Exemption of certain brokers, dealers and underwriters. |
§ 250.5 - Exemption of certain foreign holding companies. |
§ 250.6 - Termination of exemptions. |
§ 250.7 - Companies deemed not to be electric or gas utility companies. |
§ 250.8 - Exemption of subsidiaries subject to jurisdiction of Interstate Commerce Commission. |
§ 250.10 - Effect of certain exemptions. |
§ 250.11 - Certain acquisitions by affiliates exempted from section 9(a)(2). |
§ 250.12 - Exemption of certain public utility companies from the definition of subsidiary companies of holding companies. |
§ 250.14 - Exemption of acquisitions of securities of power supply companies from section 9(a)(2) of the Act. |
§ 250.15 - Exemption of holding company and subsidiary companies under section 3(a)(2) of the Act. |
§ 250.16 - Exemption of non-utility subsidiaries and affiliates. |
Miscellaneous Rules |
§ 250.100 - Orders granting 6 or withdrawing exemptions. |
§ 250.101 - Standards and interpretations of rules. |
§ 250.102 - Effective date of rules. |
§ 250.103 - References and definitions. |
§ 250.104 - Public disclosure of information and objections thereto. |
§ 250.105 - Disclosure detrimental to the national defense or foreign policy. |
§ 250.110 - Small entities for purposes of the Regulatory Flexibility Act. |
§ 250.103A - Liability for certain statements by issuers. |
§§ 250.106--250.107 - [Reserved] |