§ 249.327 Form 13H, Information required on large traders pursuant to Section 13(h) of the Securities Exchange Act of 1934 and rules thereunder.  


Latest version.
  • This form shall be used by persons that are large traders required to furnish identifying information to the Commission pursuant to Section 13(h)(1) of the Securities Exchange Act of 1934 [15 U.S.C. 78m(h)(1)] and §240.13h-1(b) of this chapter.

    [76 FR 47004, Aug. 3, 2011]

[76 FR 47004, Aug. 3, 2011