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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 5 - Administrative Personnel |
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Chapter VIII - Office of Special Counsel |
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Part 1800 - Filing of Complaints and Allegations |
§ 1800.2 - Filing complaints of prohibited personnel practices or other prohibited activities.
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§ 1800.2 Filing disclosures of informationcomplaints of prohibited personnel practices or other prohibited activities.
(i) Online, at: http://www.osc.gov;
(iii) By writing to OSC,(ii) By calling OSC, at: (800) 572-2249 (toll-free), or (202) 254-3640; or
(a) General. OSC is authorized by law ( Prohibited personnel practices. Pursuant to 5 U.S.C. 1214 and 1215, OSC has investigative and prosecutorial jurisdiction over allegations that one or more of the prohibited personnel practices enumerated at 5 U.S.C. 1213) to provide an independent and secure channel for use by 2302 were committed against current or former Federal employees and or applicants for Federal employment in disclosing information that they reasonably believe shows wrongdoing by a Federal agency. OSC must determine whether there is a substantial likelihood that the information discloses , including:
(1) Discrimination, including discrimination based on marital status or political affiliation (see § 1810.1 of this chapter for information about OSC's deferral policy for discrimination complaints);
(2) Soliciting or considering improper recommendations or statements about any individual requesting, or under consideration for, a personnel action;
(3) Coercing political activity, or engaging in retaliation for refusal to engage in political activity;
(4) Deceiving or obstructing any individual with respect to competition for employment;
(5) Influencing any individual to withdraw from competition to improve or injure the employment prospects of another individual;
(6) Granting an unauthorized preference or advantage to any individual to improve or injure the employment prospects of another individual;
(7) Nepotism involving a covered relative as defined at 5 U.S.C. 3110(a)(3);
or(8) Retaliation for whistleblowing (whistleblowing is generally defined as the disclosure of information by an individual who reasonably believes that the information evidences a violation of any law, rule, or regulation; gross mismanagement; a gross waste of funds; an abuse of authority;
. If it does, the law requires OSC to refer the information to the agency head involved for investigation and a written report on the findings to the Special Counsel. The law does not authorize OSC to investigate the subject of a disclosure.a substantial and specific danger to public health or safety
(b) Procedures for filing disclosures. Current or former Federal employees, and applicants for Federal employment, may file a disclosure of the type of information described in paragraph (a) of this section with OSC. Such disclosures must be filed in writing (including electronically - see paragraph (b)(3)(i) of this section).
(1) Filers are encouraged to use OSC Form-14 to file a disclosure of the type of information described in paragraph (a) of this section with OSC. OSC Form-14 provides more information about OSC jurisdiction, and procedures for processing whistleblower disclosures. OSC Form-14 is available:
; or censorship related to scientific research or the integrity of the scientific process if the censorship will cause one of the aforementioned categories of wrongdoing);
(9) Retaliation for:
(i) Exercising certain grievance, complaint, or appeal rights;
(ii) Providing testimony or other assistance to any individual exercising such grievance, complaint, or appeal rights;
(iii) Cooperating with the Special Counsel, an Inspector General, or any other agency component responsible for internal investigation or review; or
(iv) Refusing to obey an order that would require the violation of law, rule, or regulation;
(10) Discrimination based on conduct that would not adversely affect job performance;
(11) Violating a veterans' preference requirement;
(12) Taking or failing to take a personnel action in violation of any law, rule, or regulation implementing or directly concerning merit system principles at 5 U.S.C. 2301(b);
(13) Implementing or enforcing any nondisclosure policy, form, or agreement that fails to include the statement found at 5 U.S.C. 2302(b)(13) or fails to inform any individual that they retain their whistleblowing rights; and
(14) Accessing the medical record of any individual as part of, or otherwise in furtherance of, any other prohibited personnel practice.
(b) Other prohibited activities. Pursuant to 5 U.S.C. 1216, OSC also has investigative and prosecutorial jurisdiction over any allegation concerning the following:
(1) Prohibited political activity by Federal employees covered by the Hatch Act at title 5 of the U.S. Code, chapter 73, subchapter III;
(2) Prohibited political activity by State and local officers and employees covered by the Hatch Act at title 5 of the U.S. Code, chapter 15;
(3) Arbitrary and capricious withholding of information that should be released pursuant to the Freedom of Information Act at 5 U.S.C. 552 (except for certain foreign and counterintelligence information);
(4) Activities prohibited by any civil service law, rule, or regulation, including any activity relating to political intrusion in personnel decision-making;
(5) Involvement by any employee in any prohibited discrimination found by any court or appropriate administrative authority to have occurred in the course of any personnel action (unless OSC determines that the allegation may be resolved more appropriately under an administrative appeals procedure); and
(6) Pursuant to 38 U.S.C. 4324, violations of the Uniformed Services Employment and Reemployment Rights Act (USERRA), codified at 38 U.S.C. 4301, et seq.
.(c) Procedures for filing complaints alleging prohibited personnel practices or other prohibited activities (other than the Hatch Act).
(1) Anyone may file a complaint with OSC alleging one or more prohibited personnel practices, or other prohibited activities within OSC's investigative jurisdiction. The OSC complaint form must be used to file all such complaints.
(2) OSC will not process a complaint filed in any format other than the completed OSC complaint form designated in paragraph (c)(1) of this section. OSC will, however, accept material supplementing the contents of Form 14, as long as the filer also submits a signed form. If a filer does not use this form to submit a complaint, OSC will provide the filer with information about the form and obtain a signature on the form. The OSC complaint form will be considered to be filed on the date on which OSC receives a completed form.
(3) The OSC complaint form requests that the filer provide basic information about the alleged prohibited personnel practices or other prohibited activities. A complaint may be amended to clarify or include additional allegations. A complaint is sufficient for investigation when OSC receives information identifying the parties, identifying any relevant personnel action(s), and describing generally the practices or activities at issue.
(4) The OSC complaint form is available:
(i) Online at: https://osc.gov (to print out and complete on paper, or to complete online);
(ii) By writing to OSC at: U.S. Office of Special Counsel, 1730 M Street NW
., Suite 218, Washington, DC 20036-4505
2) Filers may use another written format to submit a disclosure to OSC, but the submission should include:; or
(
(i) The name, mailing address, and telephone number(s) of the person(s) making the disclosure(s), and a time when OSC can contact that person about his or her disclosure;
(ii) The department or agency, location and organizational unit complained of; and
(3) A disclosure may be filed in writing with OSC by any of the following methods(iii) A statement as to whether the filer consents to disclosure of his or her identity by OSC to the agency involved, in connection with any OSC referral to that agency.
,iii) By calling OSC at: (800) 872-9855 (toll-free), or (202) 804-7000 (in the Washington, DC area).
(5) A complainant can file a completed OSC complaint form:
(i) Electronically
httpwww. (for completion and filing electronically)at:
fax,;
(ii) By
(202) 254-3711email to:
,info@osc.gov; or
(iii) By mail
.to: U.S. Office of Special Counsel, 1730 M Street NW
, Suite 218, Washington, DC 20036-4505.
[82 FR 26741, June 9, 2017]
(d) Alternate Dispute Resolution. For selected cases, OSC may offer Alternative Dispute Resolution (ADR) pursuant to the voluntary Alternative Dispute Resolution Act of 1998, 5 U.S.C. 571-573. OSC provides information about its ADR program and process on its website at https://osc.gov.