§ 111.0 - Scope.

Subpart A - General Provisions

§ 111.1 - Definitions.

§ 111.2 - License and permit required.

§ 111.3 - Customs business.

§ 111.4 - Transacting customs business without a license.

§ 111.5 - Representation before Government agencies.

Subpart B - Procedure To Obtain License or Permit

§ 111.11 - Basic requirements for a license.

§ 111.12 - Application for license.

§ 111.13 - Examination for individual license.

§ 111.14 - Background investigation of the license applicant.

§ 111.15 - Issuance of license.

§ 111.16 - Denial of a license.

§ 111.17 - Review of the denial of a license.

§ 111.18 - Reapplication for license.

§ 111.19 - National permit.

Subpart C - Duties and Responsibilities of Customs Brokers

§ 111.21 - Record of transactions.

§ 111.22 - [Reserved]

§ 111.23 - Retention of records.

§ 111.24 - Records confidential.

§ 111.25 - Records must be available.

§ 111.26 - Interference with examination of records.

§ 111.27 - Audit or inspection of records.

§ 111.28 - Responsible supervision and control.

§ 111.29 - Diligence in correspondence and paying monies.

§ 111.30 - Notification of change in address, organization, name, or location of business records; status report; termination of brokerage business.

§ 111.31 - Conflict of interest.

§ 111.32 - False information.

§ 111.33 - Government records.

§ 111.34 - Undue influence upon Department of Homeland Security employees.

§ 111.35 - Acceptance of fees from attorneys.

§ 111.36 - Relations with unlicensed persons.

§ 111.37 - Misuse of license or permit.

§ 111.38 - False representation to procure employment.

§ 111.39 - Advice to client.

§ 111.40 - Protests.

§ 111.41 - Endorsement of checks.

§ 111.42 - Relations with person who is notoriously disreputable or whose license is under suspension, canceled “with prejudice,” or revoked.

§ 111.43 - Display of license and permits.

§ 111.44 - Limitation of liability.

§ 111.45 - Revocation by operation of law.

§§ 111.43--111.44 - [Reserved]

Subpart D - Cancellation, Suspension, or Revocation of License or Permit, and Monetary Penalty in Lieu of Suspension or Revocation

§ 111.50 - General.

§ 111.51 - Cancellation of license or permit.

§ 111.52 - Voluntary suspension of license or permit.

§ 111.53 - Grounds for suspension or revocation of license or permit.

§ 111.54 - [Reserved]

§ 111.55 - Investigation of complaints.

§ 111.56 - Review of report on the investigation of complaints.

§ 111.57 - Determination by appropriate Executive Director, Office of Trade.

§ 111.58 - Content of statement of charges.

§ 111.59 - Preliminary proceedings.

§ 111.60 - Request for additional information.

§ 111.61 - Decision on preliminary proceedings.

§ 111.62 - Contents of notice of charges.

§ 111.63 - Service of notice and statement of charges.

§ 111.64 - Service of notice of hearing and other papers.

§ 111.65 - Extension of time for hearing.

§ 111.66 - Failure to appear.

§ 111.67 - Hearing.

§ 111.68 - Proposed findings and conclusions.

§ 111.69 - Recommended decision by hearing officer.

§ 111.70 - Additional submissions.

§ 111.71 - Immaterial mistakes.

§ 111.72 - Dismissal subject to new proceedings.

§ 111.73 - [Reserved]

§ 111.74 - Decision and notice of suspension or revocation or monetary penalty.

§ 111.75 - Appeal from the Executive Assistant Commissioner's decision.

§ 111.76 - Reopening the case.

§ 111.77 - Notice of vacated or modified order.

§ 111.78 - Reprimands.

§ 111.79 - Employment of broker who has lost license.

§ 111.80 - [Reserved]

§ 111.81 - Settlement and compromise.

Subpart E - Monetary Penalty and Payment of Fees

§ 111.91 - Grounds for imposition of a monetary penalty; maximum penalty.

§ 111.92 - Notice of monetary penalty.

§ 111.93 - Petition for relief from monetary penalty.

§ 111.94 - Decision on monetary penalty.

§ 111.95 - Supplemental petition for relief from monetary penalty.

§ 111.96 - Fees.

§§ 111.97--111.100 - [Reserved]

Subpart F - Continuing Education Requirements for Individual Brokers

§ 111.101 - Scope.

§ 111.102 - Obligations of individual brokers in conjunction with continuing broker education requirement.

§ 111.103 - Accreditation of qualifying continuing broker education.

§ 111.104 - Failure to report and certify compliance with continuing broker education requirement.