Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 20 - Employees' Benefits |
Chapter I - Office of Workers' Compensation Programs, Department of Labor |
SubChapter B - Federal Employees' Compensation Act |
Part 10 - Claims for Compensation Under the Federal Employees' Compensation Act, as Amended |
Subpart A - General Provisions |
Information in Program Records |
§ 10.10 - Are all documents relating to claims filed under the FECA considered confidential? |
§ 10.11 - Who maintains custody and control of FECA records? |
§ 10.12 - How may a FECA claimant or beneficiary obtain copies of protected records? |
§ 10.13 - What process is used by a person who wants to correct FECA-related documents? |
Definitions and Forms |
§ 10.5 - What definitions apply to the regulations in this subchapter? |
§ 10.6 - What special statutory definitions apply to dependents and survivors? |
§ 10.7 - What forms are needed to process claims under the FECA? |
Rights and Penalties |
§ 10.15 - May compensation rights be waived? |
§ 10.16 - What criminal and civil penalties may be imposed in connection with a claim under the FECA? |
§ 10.17 - Is a beneficiary who defrauds the Government in connection with a claim for benefits still entitled to those benefits? |
§ 10.18 - Can a beneficiary who is incarcerated based on a felony conviction still receive benefits? |
Introduction |
§ 10.0 - What are the provisions of the FECA, in general? |
§ 10.1 - What rules govern the administration of the FECA and this chapter? |
§ 10.2 - What do these regulations contain? |
§ 10.3 - Have the collection of information requirements of this part been approved by the Office of Management and Budget (OMB)? |
§ 10.4 - Applicability of other parts within this chapter. |
Miscellaneous Provisions |
§ 10.20 - Forms. |
§ 10.21 - Waiver of compensation rights invalid. |
§ 10.22 - Exclusiveness of remedy. |
§ 10.23 - Penalties. |
Subpart B - Filing Notices and Claims; Submitting Evidence |
Notice of Injury or Death |
Notices and Claims for Injury, Disease, and Death—Employer'sActions |
Notices and Claims for Injury, Disease, and Death—Employer's Actions |
Claims for Compensation |
§ 10.106 - How to file a claim for disability compensation. |
§ 10.107 - Application for augmented compensation. |
§ 10.108 - How to file an original claim for death benefits. |
§ 10.109 - Claims for balance of schedule awards unpaid at death when death is due to other causes. |
Evidence and Burden of Proof |
§ 10.115 - What evidence is needed to establish a claim? |
§ 10.116 - What additional evidence is needed in cases based on occupational disease? |
§ 10.117 - What happens if, in any claim, the employer contests any of the facts as stated by the claimant? |
§ 10.118 - Does the employer participate in the claims process in any other way? |
§ 10.119 - What action will OWCP take with respect to information submitted by the employer? |
§ 10.120 - May a claimant submit additional evidence? |
§ 10.121 - What happens if OWCP needs more evidence from the claimant? |
Termination and Continuation of Eligibility |
§ 10.122 - Claim for continuing compensation for disability. |
§ 10.123 - Employing agency's responsibilities in returning the employee to work. |
§ 10.124 - Employee's obligation to return to work or to seek work when able. |
§ 10.128 - Termination of right to compensation for death; reapportionment of compensation. |
Notices and Claims for Injury, Disease, and Death - Employer'S Actions |
§ 10.110 - What should the employer do when an employee files a notice of traumatic injury or occupational disease? |
§ 10.111 - What should the employer do when an employee files an initial claim for compensation due to disability or permanent impairment? |
§ 10.112 - What should the employer do when an employee files a claim for continuing compensation due to disability? |
§ 10.113 - What should the employer do when an employee dies from a work-related injury or disease? |
Evidence |
Notices and Claims for Injury, Disease, and Death—Employee or Survivor's Actions |
Determinations of Claims, Hearing and Review Procedures |
§ 10.130 - Processing of claims. |
§ 10.131 - Request for a hearing. |
§ 10.132 - Time and place of hearing; prehearing conference. |
§ 10.133 - Conduct of hearing. |
§ 10.134 - Subpoenas; witness fees. |
§ 10.135 - Employing agency attendance at hearings and submission of evidence. |
§ 10.136 - Termination of hearing; release of decision. |
§ 10.137 - Postponement; withdrawal or abandonment of request for hearing. |
§ 10.138 - Review of decision. |
§ 10.139 - Review by the Employee's Compensation Appeals Board. |
§ 10.140 - Participation in claims process by employing agency. |
§ 10.141 - Representation of the Director. |
§ 10.142 - Representation of claimants. |
§ 10.143 - Qualification of representative. |
§ 10.144 - Authority of representative. |
§ 10.145 - Fees for services. |
§ 10.150 - Statement relative to substantive rules. |
§§ 10.146--10.149 - [Reserved] |
Notices and Claims for Injury, Disease, and Death—Employeeor Survivor's Actions |
Decisions on Entitlement to Benefits |
§ 10.125 - How does OWCP determine entitlement to benefits? |
§ 10.126 - What does the decision contain? |
§ 10.127 - To whom is the decision sent? |
Notices and Claims for Injury, Disease, and Death - Employee or Survivor'S Actions |
§ 10.100 - How and when is a notice of traumatic injury filed? |
§ 10.101 - How and when is a notice of occupational disease filed? |
§ 10.102 - How and when is a claim for wage loss compensation filed? |
§ 10.103 - How and when is a claim for permanent impairment filed? |
§ 10.104 - How and when is a claim for recurrence filed? |
§ 10.105 - How and when is a notice of death and claim for benefits filed? |
Representative Payment |
§ 10.160 - Indications for designation of a representative payee. |
§ 10.161 - Selection of a payee. |
§ 10.162 - Responsibilities of a representative payee. |
§ 10.163 - Use of benefit payments. |
§ 10.164 - Conservation and investment of benefit payments. |
§ 10.165 - Termination of representation. |
§ 10.166 - Accounting for benefit payments. |
Subpart C - Continuation of Pay |
§ 10.200 - What is continuation of pay? |
Procedures |
§ 10.201 - Right to continuation of pay. |
§ 10.202 - Election of annual or sick leave. |
§ 10.203 - Controversion by employing agency. |
§ 10.204 - Termination and forfeiture of continuation of pay. |
Official Superior's and Beneficiaries’ Responsibilities |
§ 10.208 - Recurrence of disability. |
§ 10.209 - Employee's responsibilities in continuation of pay cases. |
General |
Controversion and Termination of Cop |
§ 10.220 - When is an employer not required to pay COP? |
§ 10.221 - How is a claim for COP controverted? |
§ 10.222 - When may an employer terminate COP which has already begun? |
§ 10.223 - Are there other circumstances under which OWCP will not authorize payment of COP? |
§ 10.224 - What happens if OWCP finds that the employee is not entitled to COP after it has been paid? |
Calculation of Cop |
§ 10.215 - How does OWCP compute the number of days of COP used? |
§ 10.216 - How is the pay rate for COP calculated? |
§ 10.217 - Is COP charged if the employee continues to work, but in a different job that pays less? |
Eligibility for Cop |
§ 10.205 - What conditions must be met to receive COP? |
§ 10.206 - May an employee who uses leave after an injury later decide to use COP instead? |
§ 10.207 - May an employee who returns to work, then stops work again due to the effects of the injury, receive COP? |
Responsibilities |
§ 10.210 - What are the employee's responsibilities in COP cases? |
§ 10.211 - What are the employer's responsibilities in COP cases? |
Subpart D - Medical and Related Benefits |
Overpayments |
Medical Bills |
§ 10.335 - How are medical bills submitted? |
§ 10.336 - What are the time frames for submitting bills? |
§ 10.337 - If an employee is only partially reimbursed for a medical expense, must the provider refund the balance of the amount paid to the employee? |
Medical Treatment and Related Issues |
§ 10.310 - What are the basic rules for obtaining medical care? |
§ 10.311 - What are the special rules for the services of chiropractors? |
§ 10.312 - What are the special rules for the services of clinical psychologists? |
§ 10.313 - Will OWCP pay for preventive treatment? |
§ 10.314 - Will OWCP pay for the services of an attendant? |
§ 10.315 - Will OWCP pay for transportation to obtain medical treatment? |
§ 10.316 - After selecting a treating physician, may an employee choose to be treated by another physician instead? |
Directed Medical Examinations |
§ 10.320 - Can OWCP require an employee to be examined by another physician? |
§ 10.321 - What happens if the opinion of the physician selected by OWCP differs from the opinion of the physician selected by the employee? |
§ 10.322 - Who pays for second opinion and referee examinations? |
§ 10.323 - What are the penalties for failing to report for or obstructing a second opinion or referee examination? |
§ 10.324 - May an employer require an employee to undergo a physical examination in connection with a work-related injury? |
Adjustments to Benefits |
Emergency Medical Care |
§ 10.300 - What are the basic rules for authorizing emergency medical care? |
§ 10.301 - May the physician designated on Form CA-16 refer the employee to another medical specialist or medical facility? |
§ 10.302 - Should the employer authorize medical care if he or she doubts that the injury occurred, or that it is work-related? |
§ 10.303 - Should the employer use a Form CA-16 to authorize medical testing when an employee is exposed to a workplace hazard just once? |
§ 10.304 - Are there any exceptions to these procedures for obtaining medical care? |
Medical Reports |
§ 10.330 - What are the requirements for medical reports? |
§ 10.331 - How and when should the medical report be submitted? |
§ 10.332 - What additional medical information will OWCP require to support continuing payment of benefits? |
§ 10.333 - What additional medical information will OWCP require to support a claim for a schedule award? |
Compensation Rates |
§ 10.305 - Attendant allowance. |
§ 10.306 - Eligibility for death benefits and death benefit rates. |
§ 10.307 - Burial and transportation benefits. |
Subpart E - Compensation and Related Benefits |
§ 10.407 - Medical examinations. |
§ 10.408 - Medical referee examination. |
§ 10.409 - Furnishing of orthopedic and prosthetic appliances, and dental work. |
Compensation for Disability and Impairment |
§ 10.400 - What is total disability? |
§ 10.401 - When and how is compensation for total disability paid? |
§ 10.402 - What is partial disability? |
§ 10.403 - When and how is compensation for partial disability paid? |
§ 10.404 - When and how is compensation for a schedule impairment paid? |
§ 10.405 - Who is considered a dependent in a claim based on disability or impairment? |
§ 10.406 - What are the maximum and minimum rates of compensation in disability cases? |
Compensation for Death |
§ 10.410 - Who is entitled to compensation in case of death, and what are the rates of compensation payable in death cases? |
§ 10.411 - What are the maximum and minimum rates of compensation in death cases? |
§ 10.412 - Will OWCP pay the costs of burial and transportation of the remains? |
§ 10.413 - May a schedule award be paid after an employee's death? |
§ 10.414 - What reports of dependents are needed in death cases? |
§ 10.415 - What must a beneficiary do if the number of beneficiaries decreases? |
§ 10.416 - How does a change in the number of beneficiaries affect the amount of compensation paid to the other beneficiaries? |
§ 10.417 - What reports are needed when compensation payments continue for children over age 18? |
Overpayments |
§ 10.430 - How does OWCP notify an individual of a payment made? |
§ 10.431 - What does OWCP do when an overpayment is identified? |
§ 10.432 - How can an individual present evidence to OWCP in response to a preliminary notice of an overpayment? |
§ 10.433 - Under what circumstances can OWCP waive recovery of an overpayment? |
§ 10.434 - If OWCP finds that the recipient of an overpayment was not at fault, what criteria are used to decide whether to waive recovery of it? |
§ 10.435 - Is an individual responsible for an overpayment that resulted from an error made by OWCP or another Government agency? |
§ 10.436 - Under what circumstances would recovery of an overpayment defeat the purpose of the FECA? |
§ 10.437 - Under what circumstances would recovery of an overpayment be against equity and good conscience? |
§ 10.438 - Can OWCP require the individual who received the overpayment to submit additional financial information? |
§ 10.439 - What is addressed at a pre-recoupment hearing? |
§ 10.440 - How does OWCP communicate its final decision concerning recovery of an overpayment, and what appeal right accompanies it? |
§ 10.441 - How are overpayments collected? |
Adjustments to Compensation |
§ 10.420 - How are cost-of-living adjustments applied? |
§ 10.421 - May a beneficiary receive other kinds of payments from the Federal Government concurrently with compensation? |
§ 10.422 - May compensation payments be issued in a lump sum? |
§ 10.423 - May compensation payments be assigned to, or attached by, creditors? |
§ 10.424 - May someone other than the beneficiary be designated to receive compensation payments? |
§ 10.425 - May compensation be claimed for periods of restorable leave? |
Subpart F - Continuing Benefits |
§ 10.450 - Exclusion for fraud and abuse: Grounds. |
§ 10.451 - Automatic exclusion. |
§ 10.452 - Initiation of exclusion procedures. |
§ 10.453 - Requests for a hearing. |
§ 10.454 - Hearings and recommended decision. |
§ 10.455 - Review by Director. |
§ 10.456 - Effects of exclusion. |
§ 10.457 - Reinstatement. |
Reports of Dependents |
§ 10.535 - How are dependents defined, and what information must the employee report? |
§ 10.536 - What is the penalty for failing to submit a report of dependents? |
§ 10.537 - What reports are needed when compensation payments continue for children over age 18? |
Reduction and Termination of Compensation |
§ 10.540 - When and how is compensation reduced or terminated? |
§ 10.541 - What action will OWCP take after issuing written notice of its intention to reduce or terminate compensation? |
Return to Work—Employer's Responsibilities |
Return to Work - Employer'S Responsibilities |
§ 10.505 - What actions must the employer take? |
§ 10.506 - May the employer monitor the employee's medical care? |
§ 10.507 - How should the employer make an offer of suitable work? |
§ 10.508 - May relocation expenses be paid for an employee who would need to move to accept an offer of reemployment? |
§ 10.509 - If an employee's light duty job is eliminated due to downsizing, what is the effect on compensation? |
§ 10.510 - When may a light duty job form the basis of a loss of wage-earning capacity determination? |
§ 10.511 - How may a loss of wage-earning capacity determination be modified? |
Rules and Evidence |
§ 10.500 - What are the basic rules governing continuing receipt of compensation benefits and return to work? |
§ 10.501 - What medical evidence is necessary to support continuing receipt of compensation benefits? |
§ 10.502 - How does OWCP evaluate evidence in support of continuing receipt of compensation benefits? |
§ 10.503 - Under what circumstances may OWCP reduce or terminate compensation benefits? |
Return to Work - Employee'S Responsibilities |
§ 10.515 - What actions must the employee take with respect to returning to work? |
§ 10.516 - How will an employee know if OWCP considers a job to be suitable? |
§ 10.517 - What are the penalties for refusing to accept a suitable job offer? |
§ 10.518 - Does OWCP provide services to help employees return to work? |
§ 10.519 - What action will OWCP take if an employee refuses to undergo vocational rehabilitation? |
§ 10.520 - How does OWCP determine compensation after an employee completes a vocational rehabilitation program? |
§ 10.521 - If an employee elects to receive retirement benefits instead of FECA benefits, what effect may such an election have on that employee's entitlement to FECA compensation? |
Reports of Earnings from Employment and Self-Employment |
§ 10.525 - What information must the employee report? |
§ 10.526 - Must the employee report volunteer activities? |
§ 10.527 - Does OWCP verify reports of earnings? |
§ 10.528 - What action will OWCP take if the employee fails to file a report of activity indicating an ability to work? |
§ 10.529 - What action will OWCP take if the employee files an incomplete report? |
Return to Work—Employee's Responsibilities |
Subpart G - Appeals Process |
§ 10.504 - Distribution of damages where cause of action is assigned. |
§ 10.600 - How can final decisions of OWCP be reviewed? |
Reconsiderations and Reviews by the Director |
§ 10.605 - What is reconsideration? |
§ 10.606 - How does a claimant request reconsideration? |
§ 10.607 - What is the time limit for requesting reconsideration? |
§ 10.608 - How does OWCP decide whether to grant or deny the request for reconsideration? |
§ 10.609 - How does OWCP decide whether new evidence requires modification of the prior decision? |
§ 10.610 - What is a review by the Director? |
Review by the Employees' Compensation Appeals Board (ECAB) |
§ 10.625 - What kinds of decisions may be appealed? |
§ 10.626 - Who has jurisdiction of cases on appeal to the ECAB? |
Hearings |
§ 10.615 - What is a hearing? |
§ 10.616 - How does a claimant obtain a hearing? |
§ 10.617 - How is an oral hearing conducted? |
§ 10.618 - How is a review of the written record conducted? |
§ 10.619 - May subpoenas be issued for witnesses and documents? |
§ 10.620 - Who pays the costs associated with subpoenas? |
§ 10.621 - What is the employer's role when an oral hearing has been requested? |
§ 10.622 - May a claimant or representative withdraw a request for or postpone a hearing? |
Subpart H - Special Provisions |
Non-Federal Law Enforcement Officers |
§ 10.611 - Applicability. |
§ 10.612 - Conditions for eligibility. |
§ 10.613 - Time for filing a claim. |
§ 10.614 - How to file a notice of injury or death. |
§ 10.735 - When is a non-Federal law enforcement officer (LEO) covered under the FECA? |
§ 10.736 - What are the time limits for filing a LEO claim? |
§ 10.737 - How is a LEO claim filed, and who can file a LEO claim? |
§ 10.738 - Under what circumstances are benefits payable in LEO claims? |
§ 10.739 - What kind of objective evidence of a potential Federal crime must exist for coverage to be extended? |
§ 10.740 - In what situations will OWCP automatically presume that a law enforcement officer is covered by the FECA? |
§ 10.741 - How are benefits calculated in LEO claims? |
Third Party Liability |
§ 10.705 - When must an employee or other FECA beneficiary take action against a third party? |
§ 10.706 - How will a beneficiary know if OWCP or SOL has determined that action against a third party is required? |
§ 10.707 - What must a FECA beneficiary who is required to take action against a third party do to satisfy the requirement that the claim be “prosecuted”? |
§ 10.708 - Can a FECA beneficiary who refuses to comply with a request to assign a claim to the United States or to prosecute the claim in his or her own name be penalized? |
§ 10.709 - What happens if a beneficiary directed by OWCP or SOL to take action against a third party does not believe that a claim can be successfully prosecuted at a reasonable cost? |
§ 10.710 - Under what circumstances must a recovery of money or other property in connection with an injury or death for which benefits are payable under the FECA be reported to OWCP or SOL? |
§ 10.711 - How is the amount of the recovery of the FECA beneficiary determined? |
§ 10.712 - How much of any settlement or judgment must be paid to the United States? |
§ 10.713 - How is a structured settlement (that is, a settlement providing for receipt of funds over a specified period of time) treated for purposes of reporting the gross recovery? |
§ 10.714 - What amounts are included in the refundable disbursements? |
§ 10.715 - Is a beneficiary required to pay interest on the amount of the refund due to the United States? |
§ 10.716 - If the required refund is not paid within 30 days of the request for repayment, can it be collected from payments due under the FECA? |
§ 10.717 - Is a settlement or judgment received as a result of allegations of medical malpractice in treating an injury covered by the FECA a gross recovery that must be reported to OWCP or SOL? |
§ 10.718 - Are payments to a beneficiary as a result of an insurance policy which the beneficiary has purchased a gross recovery that must be reported to OWCP or SOL? |
Peace Corps Volunteers |
§ 10.601 - Applicability of the Act. |
§ 10.602 - When disability compensation commences. |
§ 10.603 - Pay rate for compensation purposes. |
§ 10.604 - Period of service as a volunteer. |
§ 10.730 - What are the conditions of coverage for Peace Corps volunteers and volunteer leaders injured while serving outside the United States? |
§ 10.731 - What is the pay rate of Peace Corps volunteers and volunteer leaders for compensation purposes? |
Representation |
§ 10.700 - May a claimant designate a representative? |
§ 10.701 - Who may serve as a representative? |
§ 10.702 - How are fees for services paid? |
§ 10.703 - How are fee applications approved? |
§ 10.704 - What penalties apply to representatives who collect a fee without approval? |
Federal Grand and Petit Jurors |
§ 10.623 - When disability compensation commences. |
§ 10.624 - Pay rate for compensation purposes. |
§ 10.725 - When is a Federal grand or petit juror covered under the FECA? |
§ 10.726 - When does a juror's entitlement to disability compensation begin? |
§ 10.727 - What is the pay rate of jurors for compensation purposes? |
Subpart I - Information for Medical Providers |
Exclusion of Providers |
§ 10.815 - What are the grounds for excluding a provider from payment under the FECA? |
§ 10.816 - What will cause OWCP to automatically exclude a physician or other provider of medical services and supplies? |
§ 10.817 - How are OWCP's exclusion procedures initiated? |
§ 10.818 - How is a provider notified of OWCP's intent to exclude him or her? |
§ 10.819 - What requirements must the provider's answer and OWCP's decision meet? |
§ 10.820 - How can an excluded provider request a hearing? |
§ 10.821 - How are hearings assigned and scheduled? |
§ 10.822 - How are subpoenas or advisory opinions obtained? |
§ 10.823 - How will the administrative law judge conduct the hearing and issue the recommended decision? |
§ 10.824 - How does the recommended decision become final? |
§ 10.825 - What are the effects of exclusion? |
§ 10.826 - How can an excluded provider be reinstated? |
Medical Fee Schedule |
§ 10.805 - What services are covered by the OWCP fee schedule? |
§ 10.806 - How are the maximum fees defined? |
§ 10.807 - How are payments for particular services calculated? |
§ 10.808 - Does the fee schedule apply to every kind of procedure? |
§ 10.809 - How are payments for medicinal drugs determined? |
§ 10.810 - How are payments for inpatient medical services determined? |
§ 10.811 - When and how are fees reduced? |
§ 10.812 - If OWCP reduces a fee, may a provider request reconsideration of the reduction? |
§ 10.813 - If OWCP reduces a fee, may a provider bill the claimant for the balance? |
Medical Records and Bills |
§ 10.800 - How do providers enroll with OWCP for authorizations and billing? |
§ 10.801 - How are medical bills to be submitted? |
§ 10.802 - How should an employee prepare and submit requests for reimbursement for medical expenses, transportation costs, loss of wages, and incidental expenses? |
§ 10.803 - What are the time limitations on OWCP's payment of bills? |
Subpart J - Death Gratuity |
§ 10.900 - What is the death gratuity under this subpart? |
§ 10.901 - Which employees are covered under this subpart? |
§ 10.902 - Does every employee's death due to injuries incurred in connection with his or her service with an Armed Force in a contingency operation qualify for the death gratuity? |
§ 10.903 - Is the death gratuity payment applicable retroactively? |
§ 10.904 - Does a death as a result of occupational disease qualify for payment of the death gratuity? |
§ 10.906 - What special statutory definitions apply to survivors under this subpart? |
§ 10.907 - What order of precedence will OWCP use to determine which survivors are entitled to receive the death gratuity payment under this subpart? |
§ 10.908 - Can an employee designate alternate beneficiaries to receive a portion of the death gratuity payment? |
§ 10.909 - How does an employee designate a variation in the order or percentage of gratuity payable to survivors and how does the employee designate alternate beneficiaries? |
§ 10.910 - What if a person entitled to a portion of the death gratuity payment dies after the death of the covered employee but before receiving his or her portion of the death gratuity? |
§ 10.911 - How is the death gratuity payment process initiated? |
§ 10.912 - What is required to establish a claim for the death gratuity payment? |
§ 10.913 - In what situations will OWCP consider that an employee incurred injury in connection with his or her service with an Armed Force in a contingency operation? |
§ 10.914 - What are the responsibilities of the employing agency in the death gratuity payment process? |
§ 10.915 - What are the responsibilities of OWCP in the death gratuity payment process? |
§ 10.916 - How is the amount of the death gratuity calculated? |