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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 228 - [Reserved] |
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Subpart A - Regulation S-B |
§ 228.703 - Purchases of equity securities by the small business issuer and affiliated purchasers.
Latest version.
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(a) In the following tabular format, provide the information specified in paragraph (b) of this Item with respect to any purchase made by or on behalf of the small business issuer or any “affiliated purchaser,” as defined in § 240.10b-18(a)(3) of this chapter, of shares or other units of any class of the small business issuer's equity securities that is registered by the small business issuer pursuant to section 12 of the Exchange Act (15 U.S.C. 78
1 ).Small Business Issuer Purchases of Equity Securities Period (a) - Total number of shares (or units) purchased
(b) - Average price paid per share (or unit)
(c) - Total number of shares (or units) purchased as part of publicly announced plans or programs
(d) - Maximum number (or
- approximate dollar value) of shares (or units) that may yet be purchased under the plans or programs
Month #1 (identify beginning and ending dates) Month #2 (identify beginning and ending dates) Month #3 (identify beginning and ending dates) Total (b) The table shall include the following information for each class or series of securities for each month included in the period covered by the report:
(1) The total number of shares (or units) purchased (column (a));