Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 249b - Further Forms, Securities Exchange Act of 1934 |
§ 249b.100 - Form TA-1, /> uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934. |
§ 249b.101 - Form TA-W, notice of withdrawal from registration as transfer agent. |
§ 249b.102 - Form TA-2, /> form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities. |
§ 249b.400 - Form SD, specialized disclosure report. |
§§ 249b.1--249b.99 - [Reserved] |