Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 274 - Forms Prescribed Under the Investment Company Act of 1940 |
Subpart C - Forms for Other Statements |
§ 274.203 - Form 4, statement of changes in beneficial ownership of securities.
Latest version.
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§ 274.203 Form 4, statement of changes in beneficial ownership of securities.
This form shall be filed pursuant to § 270.30h-1 for statements of changes in beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.104 of this chapter.)
[67 FR 43537, June 28, 2002]