Part 2570 - Procedural Regulations Under the Employee Retirement Income Security Act  


Subpart A - Procedures for the Assessment of Civil Sanctions Under ERISA Section 502(i)
§ 2570.1 - Scope of rules.
§ 2570.2 - Definitions.
§ 2570.3 - Service: Copies of documents and pleadings.
§ 2570.4 - Parties.
§ 2570.5 - Consequences of default.
§ 2570.6 - Consent order or settlement.
§ 2570.7 - Scope of discovery.
§ 2570.8 - Summary decision.
§ 2570.9 - Decision of the administrative law judge.
§ 2570.10 - Review by the Secretary.
§ 2570.11 - Scope of review.
§ 2570.12 - Procedures for review by the Secretary.
Subpart B - Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications
§ 2570.30 - Scope of this subpart.
§ 2570.31 - Definitions.
§ 2570.32 - Persons who may apply for exemptions and the administrative record.
§ 2570.33 - Applications the Department will not ordinarily consider.
§ 2570.34 - Information to be included in every exemption application.
§ 2570.35 - Information to be included in applications for individual exemptions only.
§ 2570.36 - Where to file an application.
§ 2570.37 - Duty to amend and supplement exemption applications.
§ 2570.38 - Tentative denial letters.
§ 2570.39 - Opportunities to submit additional information.
§ 2570.40 - Conferences.
§ 2570.41 - Final denial letters.
§ 2570.42 - Notice of proposed exemption.
§ 2570.43 - Notification of interested persons by applicant.
§ 2570.44 - Withdrawal of exemption applications.
§ 2570.45 - Requests for reconsideration.
§ 2570.46 - Hearings in opposition to exemptions from restrictions on fiduciary self-dealing and conflicts of interest.
§ 2570.47 - Other hearings.
§ 2570.48 - Decision to grant exemptions.
§ 2570.49 - Limits on the effect of exemptions.
§ 2570.50 - Revocation or modification of exemptions.
§ 2570.51 - Public inspection and copies.
§ 2570.52 - Effective date.
Subpart C - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(2)
§ 2570.60 - Scope of rules.
§ 2570.61 - Definitions.
§ 2570.62 - Service: Copies of documents and pleadings.
§ 2570.63 - Parties, how designated.
§ 2570.64 - Consequences of default.
§ 2570.65 - Consent order or settlement.
§ 2570.66 - Scope of discovery.
§ 2570.67 - Summary decision.
§ 2570.68 - Decision of the administrative law judge.
§ 2570.69 - Review by the Secretary.
§ 2570.70 - Scope of review.
§ 2570.71 - Procedures for review by the Secretary.
Subpart D - Procedure for the Assessment of Civil Penalties Under ERISA Section 502(l)
§ 2570.80 - Scope of rules.
§ 2570.81 - In general.
§ 2570.82 - Definitions.
§ 2570.83 - Assessment of civil penalty.
§ 2570.84 - Payment of civil penalty.
§ 2570.85 - Waiver or reduction of civil penalty.
§ 2570.86 - Reduction of penalty by other penalty assessments.
§ 2570.87 - Revision of assessment.
§ 2570.88 - Effective date.
Subpart E - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(5)
§ 2570.90 - Scope of rules.
§ 2570.91 - Definitions.
§ 2570.92 - Service: Copies of documents and pleadings.
§ 2570.93 - Parties, how designated.
§ 2570.94 - Consequences of default.
§ 2570.95 - Consent order or settlement.
§ 2570.96 - Scope of discovery.
§ 2570.97 - Summary decision.
§ 2570.98 - Decision of the administrative law judge.
§ 2570.99 - Review by the Secretary.
§ 2570.100 - Scope of review.
§ 2570.101 - Procedures for review by the Secretary.
§ 2570.502c-1 - Adjusted civil penalty under section 502(c)(1).
§ 2570.502c-2 - Adjusted civil penalty under section 502(c)(2).
§ 2570.502c-3 - Adjusted civil penalty under section 502(c)(3).
§ 2570.209b-1 - Adjusted civil penalty under section 209(b).
Subpart F - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(6)
§ 2570.110 - Scope of rules.
§ 2570.111 - Definitions.
§ 2570.112 - Service: Copies of documents and pleadings.
§ 2570.113 - Parties, how designated.
§ 2570.114 - Consequences of default.
§ 2570.115 - Consent order or settlement.
§ 2570.116 - Scope of discovery.
§ 2570.117 - Summary decision.
§ 2570.118 - Decision of the administrative law judge.
§ 2570.119 - Review by the Secretary.
§ 2570.120 - Scope of review.
§ 2570.121 - Procedures for review by the Secretary.
Subpart G - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(7)
§ 2570.130 - Scope of rules.
§ 2570.131 - Definitions.
§ 2570.132 - Service: Copies of documents and pleadings.
§ 2570.133 - Parties, how designated.
§ 2570.134 - Consequences of default.
§ 2570.135 - Consent order or settlement.
§ 2570.136 - Scope of discovery.
§ 2570.137 - Summary decision.
§ 2570.138 - Decision of the administrative law judge.
§ 2570.139 - Review by the Secretary.
§ 2570.140 - Scope of review.
§ 2570.141 - Procedures for review by the Secretary.
Subpart H - Procedures for Issuance of Findings Under ERISA Sec. 3(40)
§ 2570.150 - Scope of rules.
§ 2570.151 - In general.
§ 2570.152 - Definitions.
§ 2570.153 - Parties.
§ 2570.154 - Filing and contents of petition.
§ 2570.155 - Service.
§ 2570.156 - Expedited proceedings.
§ 2570.157 - Allocation of burden of proof.
§ 2570.158 - Decision of the Administrative Law Judge.
§ 2570.159 - Review by the Secretary.
Subpart I - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(8)
§ 2570.160 - Scope of rules.
§ 2570.161 - Definitions.
§ 2570.162 - Service: Copies of documents and pleadings.
§ 2570.163 - Parties, how designated.
§ 2570.164 - Consequences of default.
§ 2570.165 - Consent order or settlement.
§ 2570.166 - Scope of discovery.
§ 2570.167 - Summary decision.
§ 2570.168 - Decision of the administrative law judge.
§ 2570.169 - Review by the Secretary.
§ 2570.170 - Scope of review.
§ 2570.171 - Procedures for review by the Secretary.