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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 31 - Money and Finance: Treasury |
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Subtitle B - Regulations Relating to Money and Finance |
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Chapter I - Monetary Offices, Department of the Treasury |
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Part 103 - FINANCIAL RECORDKEEPING AND REPORTING OF CURRENCY AND FOREIGN TRANSACTIONS |
| Subpart A - Definitions |
| § 103.11 - Meaning of terms. |
| Subpart B - Reports Required To Be Made |
| § 103.15 - Determination by the Secretary. |
| § 103.17 - Reports by futures commission merchants and introducing brokers in commodities of suspicious transactions. |
| § 103.18 - Reports by banks of suspicious transactions. |
| § 103.19 - Reports by brokers or dealers in securities of suspicious transactions. |
| § 103.20 - Reports by money services businesses of suspicious transactions. |
| § 103.21 - Reports by casinos of suspicious transactions. |
| § 103.22 - Reports of transactions in currency. |
| § 103.23 - Reports of transportation of currency or monetary instruments. |
| § 103.24 - Reports of foreign financial accounts. |
| § 103.25 - Reports of transactions with foreign financial agencies. |
| § 103.26 - Reports of certain domestic coin and currency transactions. |
| § 103.27 - Filing of reports. |
| § 103.28 - Identification required. |
| § 103.29 - Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks. |
| § 103.30 - Reports relating to currency in excess of $10,000 received in a trade or business. |
| Subpart C - Records Required To Be Maintained |
| § 103.31 - Determination by the Secretary. |
| § 103.32 - Records to be made and retained by persons having financial interests in foreign financial accounts. |
| § 103.33 - Records to be made and retained by financial institutions. |
| § 103.34 - Additional records to be made and retained by banks. |
| § 103.35 - Additional records to be made and retained by brokers or dealers in securities. |
| § 103.36 - Additional records to be made and retained by casinos. |
| § 103.37 - Additional records to be made and retained by currency dealers or exchangers. |
| § 103.38 - Nature of records and retention period. |
| § 103.39 - Person outside the United States. |
| Subpart D - Special Rules for Money Services Businesses |
| § 103.41 - Registration of money services businesses. |
| § 103.42 - Photographic or other reproductions of Government obligations. |
| § 103.43 - Availability of information. |
| § 103.44 - Disclosure. |
| § 103.45 - Exceptions, exemptions, and reports. |
| § 103.46 - Enforcement. |
| § 103.47 - Civil penalty. |
| § 103.48 - Forfeiture of currency or monetary instruments. |
| § 103.49 - Criminal penalty. |
| § 103.50 - Enforcement authority with respect to transportation of currency or monetary instruments. |
| Subpart E - General Provisions |
| § 103.51 - Dollars as including foreign currency. |
| § 103.52 - Photographic or other reproductions of Government obligations. |
| § 103.53 - Availability of information. |
| § 103.54 - Disclosure. |
| § 103.55 - Exceptions, exemptions, and reports. |
| § 103.56 - Enforcement. |
| § 103.57 - Civil penalty. |
| § 103.58 - Forfeiture of currency or monetary instruments. |
| § 103.59 - Criminal penalty. |
| § 103.60 - Enforcement authority with respect to transportation of currency or monetary instruments. |
| § 103.61 - Access to records. |
| § 103.62 - Rewards for informants. |
| § 103.63 - Structured transactions. |
| § 103.64 - Special rules for casinos. |
| § 103.65 - Examination of witnesses and records. |
| § 103.66 - Enforcement of summons. |
| § 103.67 - Payment of expenses. |
| Subpart F - Summons |
| § 103.70 - Scope. |
| § 103.71 - General. |
| § 103.72 - Persons who may issue summons. |
| § 103.73 - Contents of summons. |
| § 103.74 - Service of summons. |
| § 103.75 - Examination of witnesses and records. |
| § 103.76 - Enforcement of summons. |
| § 103.77 - Payment of expenses. |
| Appendix to Part 103 - Administrative Rulings |
| Subpart G - Administrative Rulings |
| § 103.80 - Scope. |
| § 103.81 - Submitting requests. |
| § 103.82 - Nonconforming requests. |
| § 103.83 - Oral communications. |
| § 103.84 - Withdrawing requests. |
| § 103.85 - Issuing rulings. |
| § 103.86 - Modifying or rescinding rulings. |
| § 103.87 - Disclosing information. |
| Subpart H - Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity |
| § 103.90 - Definitions. |
| § 103.100 - Information sharing between Federal law enforcement agencies and financial institutions. |
| § 103.110 - Voluntary information sharing among financial institutions. |
| Appendix A to Subpart H - Notice for Purposes of Subsection 314(b) of the USA Patriot Act and 31 CFR 103.110 |
| Subpart I - Anti-Money Laundering Programs |
| Anti-Money Laundering Programs |
| § 103.120 - Anti-money laundering program requirements for financial institutions regulated by a Federal functional regulator or a self-regulatory organization, and casinos. |
| § 103.121 - Customer Identification Programs for banks, savings associations, credit unions, and certain non-Federally regulated banks. |
| § 103.122 - Customer identification programs for broker-dealers. |
| § 103.123 - Customer identification programs for futures commission merchants and introducing brokers. |
| § 103.125 - Anti-money laundering programs for money services businesses. |
| § 103.130 - Anti-money laundering programs for mutual funds. |
| § 103.131 - Customer identification programs for mutual funds. |
| § 103.135 - Anti-money laundering programs for operators of credit card systems. |
| § 103.170 - Exempted anti-money laundering programs for certain financial institutions. |
| Law Enforcement Access to Foreign Bank Records |
| § 103.185 - Summons or subpoena of foreign bank records; Termination of correspondent relationship. |
| § 103.186 - Special measures against Burma. |
| § 103.187 - Special measures against Myanmar Mayflower Bank and Asia Wealth Bank. |
| Special Due Diligence for Correspondent Accounts and Private Banking Accounts |
| § 103.175 - Definitions. |
| § 103.177 - Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process. |
| § 103.181 - Special due diligence programs for banks, savings associations, and credit unions. |
| § 103.182 - Special due diligence programs for securities brokers and dealers, futures commission merchants, and introducing brokers. |
| § 103.183 - Deferred due diligence programs for other financial institutions. |
| Appendix A - Certification Regarding Correspondent Accounts for Foreign Banks |
| Appendix B - Recertification Regarding Correspodent Accounts for Foreign Banks |
| Appendix A to Part 103 - Administrative Rulings |
| Appendix B to Part 103 - Certification for Purposes of Section 314(b) of the USA Patriot Act and 31 CFR 103.110 |