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Code of Federal Regulations (Last Updated: May 6, 2024) |
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Title 31 - Money and Finance: Treasury |
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Subtitle B—Regulations Relating to Money and Finance |
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Chapter II—Fiscal Service, Department of the Treasury |
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SubChapter A—Bureau of the Fiscal Service |
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Part 356 - Sale and Issue of Marketable Book-Entry Treasury Bills, Notes, and Bonds (Department of the Treasury Circular, Fiscal Service Series No. 1–93) |
Part 356 - Sale and Issue of Marketable Book-Entry Treasury Bills, Notes, and Bonds (Department of the Treasury Circular, Fiscal Service Series No. 1–93)
| Subpart A - General Information |
| § 356.0 - What authority does the Treasury have to sell and issue securities? |
| § 356.1 - To which securities does this circular apply? |
| § 356.2 - What definitions do I need to know to understand this part? |
| § 356.3 - What is the role of the Federal Reserve Banks in this process? |
| § 356.4 - What are the book-entry systems in which auctioned Treasury securities may be issued or maintained? |
| § 356.5 - What types of securities does the Treasury auction? |
| Subpart B - Bidding, Certifications, and Payment |
| § 356.10 - What is the purpose of an auction announcement? |
| § 356.11 - How are bids submitted in an auction? |
| § 356.12 - What are the different types of bids and do they have specific requirements or restrictions? |
| § 356.13 - When must I report my net long position and how do I calculate it? |
| § 356.14 - What are the requirements for submitting bids for customers? |
| § 356.15 - What rules apply to bids submitted by investment advisers? |
| § 356.16 - Do I have to make any certifications? |
| § 356.17 - How and when do I pay for securities awarded in an auction? |
| Subpart C - Determination of Auction Awards; Settlement |
| § 356.20 - How does the Treasury determine auction awards? |
| § 356.21 - How are awards at the high yield, discount rate, or discount margin calculated? |
| § 356.22 - Does the Treasury have any limitations on auction awards? |
| § 356.23 - How are the auction results announced? |
| § 356.24 - Will I be notified directly of my awards and, if I am submitting bids for others, do I have to provide confirmations? |
| § 356.25 - How does the settlement process work? |
| Subpart D - Miscellaneous Provisions |
| § 356.30 - When does the Treasury pay principal and interest on securities? |
| § 356.31 - How does the STRIPS program work? |
| § 356.32 - What tax rules apply? |
| § 356.33 - Does the Treasury have any discretion in the auction process? |
| § 356.34 - What could happen if someone does not fully comply with the auction rules or fails to pay for securities? |
| § 356.35 - Who approved the information collections? |
| § 356.36 - Paperwork Reduction Act approval. |
| Exhibit A to Part 356 - Sample Announcements of Treasury Offerings to the Public |
| Exhibit B to Part 356 - Sample Autocharge Agreement To Deliver and Charge for Securities Awarded in Department of the Treasury Auctions (Submitter and Depository Institution) |
| Appendix A to Part 356 - Bidder Categories |
| Appendix B to Part 356 - Formulas and Tables |
| Appendix C to Part 356 - Investment Considerations |
| Appendix D to Part 356 - Description of the Indexes |