Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter I—Commodity Futures Trading Commission |
Part 39 - Derivatives Clearing Organizations |
Subpart B - Compliance with Core Principles |
§ 39.25 - Conflicts of interest.
Latest version.
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§ 39.25 Conflicts of interest.
A derivatives clearing organization shall:
(a) Establish and enforce rules to minimize conflicts of interest in the decision-making process of the derivatives clearing organization;
(b) Establish a process for resolving such conflicts of interest; and
(c) Describe Have procedures for identifying, addressing, and managing conflicts of interest involving members of the board of directors.
[85 FR 4862, Jan. 27, 2020, as amended at 88 FR 53684, Aug. 8, 2023]