Code of Federal Regulations (Last Updated: October 10, 2024) |
Title 12 - Banks and Banking |
Chapter II - Federal Reserve System |
SubChapter A - Board of Governors of the Federal Reserve System |
Part 221 - Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock (Regulation U) |
Part 221 - Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock (Regulation U)
§ 221.1 - Authority, purpose, and scope. |
§ 221.2 - Definitions. |
§ 221.3 - General requirements. |
§ 221.4 - Employee stock option, purchase, and ownership plans. |
§ 221.5 - Special purpose loans to brokers and dealers. |
§ 221.6 - Exempted transactions. |
§ 221.7 - Supplement: Maximum loan value of margin stock and other collateral. |
§ 221.8 - Supplement, maximum loan value of margin stock and other collateral. |
Interpretations |
§ 221.101 - Determination and effect of purpose of loan. |
§ 221.102 - Application to committed credit where funds are disbursed thereafter. |
§ 221.103 - Loans to brokers or dealers. |
§ 221.104 - Federal credit unions. |
§ 221.105 - Arranging for extensions of credit to be made by a bank. |
§ 221.106 - Reliance in “good faith” on statement of purpose of loan. |
§ 221.107 - Arranging loan to purchase open-end investment company shares. |
§ 221.108 - Effect of registration of stock subsequent to making of loan. |
§ 221.109 - Loan to open-end investment company. |
§ 221.110 - Questions arising under this part. |
§ 221.111 - Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses. |
§ 221.112 - Loans by bank in capacity as trustee. |
§ 221.113 - Loan which is secured indirectly by stock. |
§ 221.114 - Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan. |
§ 221.115 - Accepting a purpose statement through the mail without benefit of face-to-face interview. |
§ 221.116 - Bank loans to replenish working capital used to purchase mutual fund shares. |
§ 221.117 - When bank in “good faith” has not relied on stock as collateral. |
§ 221.118 - Bank arranging for extension of credit by corporation. |
§ 221.119 - Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code. |
§ 221.120 - Allocation of stock collateral to purpose and nonpurpose credits to same customer. |
§ 221.121 - Extension of credit in certain stock option and stock purchase plans. |
§ 221.122 - Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs. |
§ 221.123 - Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise. |
§ 221.124 - Purchase of debt securities to finance corporate takeovers. |
§ 221.125 - Credit to brokers and dealers. |