§ 801.20 - Acquisitions subsequent to exceeding threshold.  


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  • § 801.20 Acquisitions subsequent to exceeding threshold.

    Acquisitions meeting the criteria of section 7A(a), and not otherwise exempted by section 7A(c) or § 802.21 or any other of these rules, are subject to the requirements of the act even though:

    (a) Earlier acquisitions of assets or voting securities may have been subject to the requirements of the act;

    (b) The acquiring person's holdings initially may have met or exceeded a notification threshold before the effective date of these rules; or

    (c) The acquiring person's holdings initially may have met or exceeded a notification threshold by reason of increases in market values or events other than acquisitions.

    [43 FR 33537, July 31, 1978, as amended at 66 FR 8690, Feb. 1, 2001; 70 FR 4992, Jan. 31, 2005]