Code of Federal Regulations (Last Updated: November 8, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter I—Commodity Futures Trading Commission |
Part 1 - General Regulations Under the Commodity Exchange Act |
Part 2 - Official Seal |
Part 3 - Registration |
Part 4 - Commodity Pool Operators and Commodity Trading Advisors |
Part 5 - Off-Exchange Foreign Currency Transactions |
Part 7 - Registered Entity Rules Altered or Supplemented by the Commission |
Part 8 - [Reserved] |
Part 9 - Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions |
Part 10 - Rules of Practice |
Part 11 - Rules Relating to Investigations |
Part 12 - Rules Relating to Reparations |
Part 13 - Procedures for Petitions for Rulemaking |
Part 14 - Rules Relating to Suspension or Disbarment from Appearance and Practice |
Part 15 - Reports—General Provisions |
Part 16 - Reports by Contract Markets and Swap Execution Facilities |
Part 17 - Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers |
Part 18 - Reports by Traders |
Part 19 - Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in Cotton |
Part 20 - Large Trader Reporting for Physical Commodity Swaps |
Part 21 - Special Calls |
Part 22 - Cleared Swaps |
Part 23 - Swap Dealers and Major Swap Participants |
Part 30 - Foreign Futures and Foreign Options Transactions |
Part 31 - Leverage Transactions |
Part 32 - Regulation of Commodity Option Transactions |
Part 33 - Regulation of Commodity Option Transactions That Are Options on Contracts of Sale of a Commodity for Future Delivery |
Part 34 - Regulation of Hybrid Instruments |
Part 35 - Swaps in an Agricultural Commodity (Agricultural Swaps) |
Part 36 - Trade Execution Requirement |
Part 37 - Swap Execution Facilities |
Part 38 - Designated Contract Markets |
Part 39 - Derivatives Clearing Organizations |
Part 40 - Provisions Common to Registered Entities |
Part 41 - Security Futures Products |
Part 42 - Anti-Money Laundering, Terrorist Financing |
Part 43 - Real-Time Public Reporting |
Part 44 - Interim Final Rule for Pre-Enactment Swap Transactions |
Part 45 - Swap Data Recordkeeping and Reporting Requirements |
Part 46 - Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps |
Part 48 - Registration of Foreign Boards of Trade |
Part 49 - Swap Data Repositories |
Part 50 - Clearing Requirement and Related Rules |
Part 75 - Proprietary Trading and Certain Interests in and Relationships With Covered Funds |
Part 100 - Delivery Period Required |
Part 140 - Organization, Functions, and Procedures of the Commission |
Part 141 - Salary Offset |
Part 142 - Indemnification of CFTC Employees |
Part 143 - Collection of Claims Owed the United States Arising from Activities Under the Commission'S Jurisdiction |
Part 144 - Procedures Regarding the Disclosure of Information and the Testimony of Present or Former Officers and Employees in Response to Subpoenas or Other Demands of a Court |
Part 145 - Commission Records and Information |
Part 146 - Records Maintained on Individuals |
Part 147 - Open Commission Meetings |
Part 148 - Implementation of the Equal Access to Justice Act in Covered Adjudicatory Proceedings Before the Commission |
Part 149 - Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Commodity Futures Trading Commission |
Part 150 - Limits on Positions |
Part 151 - Position Limits for Futures and Swaps |
Part 155 - Trading Standards |
Part 156 - Broker Associations |
Part 160 - Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act |
Part 162 - Protection of Consumer Information Under the Fair Credit Reporting Act |
Part 165 - Whistleblower Rules |
Part 166 - Customer Protection Rules |
Part 170 - Registered Futures Associations |
Part 171 - Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions |
Part 180 - Prohibition Against Manipulation |
Part 190 - Bankruptcy Rules |
Parts 191--199 - [Reserved] |