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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 227 - Regulation Crowdfunding, General Rules and Regulations |
| Subpart A - General |
| § 227.100 - Crowdfunding exemption and requirements. |
| Subpart B - Requirements for Issuers |
| § 227.201 - Disclosure requirements. |
| § 227.202 - Ongoing reporting requirements. |
| § 227.203 - Filing requirements and form. |
| § 227.204 - Advertising. |
| § 227.205 - Promoter compensation. |
| § 227.206 - xxx |
| Subpart C - Requirements for Intermediaries |
| § 227.300 - Intermediaries. |
| § 227.301 - Measures to reduce risk of fraud. |
| § 227.302 - Account opening. |
| § 227.303 - Requirements with respect to transactions. |
| § 227.304 - Completion of offerings, cancellations and reconfirmations. |
| § 227.305 - Payments to third parties. |
| § 227.306 - xxx |
| Subpart D - Funding Portal Regulation |
| § 227.400 - Registration of funding portals. |
| § 227.401 - Exemption. |
| § 227.402 - Conditional safe harbor. |
| § 227.403 - Compliance. |
| § 227.404 - Records to be made and kept by funding portals. |
| Subpart E - Miscellaneous Provisions |
| § 227.501 - Restrictions on resales. |
| § 227.502 - Insignificant deviations from a term, condition or requirement of this part (Regulation Crowdfunding). |
| § 227.503 - Disqualification provisions. |
| § 227.504 - xxx |