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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 23 - Swap Dealers and Major Swap Participants |
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Subpart J - Duties of Swap Dealers and Major Swap Participants |
| § 23.600 - Risk Management Program for swap dealers and major swap participants. |
| § 23.601 - Monitoring of position limits. |
| § 23.602 - Diligent supervision. |
| § 23.603 - Business continuity and disaster recovery. |
| § 23.604 - [Reserved] |
| § 23.605 - Conflicts of interest policies and procedures. |
| § 23.606 - General information: availability for disclosure and inspection. |
| § 23.607 - Antitrust considerations. |
| § 23.608 - Restrictions on counterparty clearing relationships. |
| § 23.609 - Clearing member risk management. |
| § 23.610 - Clearing member acceptance for clearing. |
| § 23.611 - Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing. |
| Appendix A to Subpart H - Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities |