Part 255 - Proprietary Trading and Certain Interests in and Relationships With Covered Funds  


Subpart A - Authority and Definitions
§ 255.1 - Authority, purpose, scope, and relationship to other authorities.
§ 255.2 - Definitions.
Subpart B - Proprietary Trading
§ 255.3 - Prohibition on proprietary trading.
§ 255.4 - Permitted underwriting and market making-related activities.
§ 255.5 - Permitted risk-mitigating hedging activities.
§ 255.6 - Other permitted proprietary trading activities.
§ 255.7 - Limitations on permitted proprietary trading activities.
§§ 255.8--255.9 - [Reserved]
Subpart C - Covered Funds Activities and Investments
§ 255.10 - Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
§ 255.11 - Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
§ 255.12 - Permitted investment in a covered fund.
§ 255.13 - Other permitted covered fund activities and investments.
§ 255.14 - Limitations on relationships with a covered fund.
§ 255.15 - Other limitations on permitted covered fund activities.
§ 255.16 - Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
§§ 255.17--255.19 - [Reserved]
Subpart D - Compliance Program Requirement; Violations
§ 255.20 - Program for compliance; reporting.
§ 255.21 - Termination of activities or investments; penalties for violations.
Appendix A to Part 255 - Reporting and Recordkeeping Requirements for Covered Trading Activities
Appendix B to Part 255 - Enhanced Minimum Standards for Compliance Programs
Appendix Z to Part 255 - Proprietary Trading and Certain Interests in and Relationships With Covered Funds (Alternative Compliance)