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Code of Federal Regulations (Last Updated: July 5, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 240 - General Rules and Regulations, Securities Exchange Act of 1934 |
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Registration and Regulation of Security-Based Swap Dealers and Major Security-Based Swap Participants |
§ 240.15Fb2-3 - Amendments to Form SBSE, Form SBSE-A, and Form SBSE-BD.
Latest version.
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§ 240.15Fb2-3 Amendments to Form SBSE, Form SBSE-A, and Form SBSE-BD.
If a security-based swap dealer or a major security-based swap participant finds that the information contained in its Form SBSE (§ 249.1600 of this chapter), Form SBSE-A (§ 249.1600a of this chapter), or Form SBSE-BD (§ 249.1600b of this chapter), as appropriate, or in any amendment thereto, is or has become inaccurate for any reason, the security-based swap dealer or a major security-based swap participant shall promptly file an amendment electronically with the Commission through the Commission's EDGAR system on the appropriate Form to correct such information.