§ 1023.600 - General.

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Related Notices
- 2010-25914. Final rule. 2010-25914. Transfer and Reorganization of Bank Secrecy Act Regulations
- E8-25550. Notice of proposed rulemaking and request for comments. E8-25550. Transfer and Reorganization of Bank Secrecy Act Regulations

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§ 1023.600 General.

Brokers or dealers in securities are subject to the special standards of diligence; prohibitions; and special measures requirements set forth and cross referenced in this subpart. Brokers or dealers in securities should also refer to subpart F of part 1010 of this chapter for special standards of diligence; prohibitions; and special measures contained in that subpart which apply to brokers or dealers in securities.

                    
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§ 1023.600 - General.

§ 1023.600 General.