Part 603 - Technology Investment Agreements  


Subpart A - General
§ 603.100 - Purpose.
§ 603.105 - Description.
§ 603.110 - Use of TIAs.
§ 603.115 - Approval requirements.
§ 603.120 - Contracting officer warrant requirements.
§ 603.125 - Applicability of other parts of the DOE Assistance Regulations.
Subpart B - Appropriate Use of Technology Investment Agreements
§ 603.200 - Contracting officer responsibilities.
§ 603.205 - Nature of the project.
§ 603.210 - Recipients.
§ 603.215 - Recipient's commitment and cost sharing.
§ 603.220 - Government participation.
§ 603.225 - Benefits of using a TIA.
§ 603.230 - Fee or profit.
Subpart C - Requirements for Expenditure-Based and Fixed-Support Technology Investment Agreements
§ 603.300 - Difference between an expenditure-based and a fixed-support TIA.
§ 603.305 - Use of a fixed-support TIA.
§ 603.310 - Use of an expenditure-based TIA.
§ 603.315 - Advantages of a fixed-support TIA.
Subpart D - Competition Phase
§ 603.400 - Competitive procedures.
§ 603.405 - Announcement format.
§ 603.410 - Announcement content.
§ 603.415 - Cost sharing.
§ 603.420 - Disclosure of information.
Subpart E - Pre-Award Business Evaluation
§ 603.500 - Pre-award business evaluation.
§ 603.505 - Program resources.
Accounting, Payments, and Recovery of Funds
§ 603.570 - Determining milestone payment amounts.
§ 603.575 - Repayment of Federal cost share.
Cost Sharing
§ 603.525 - Value and reasonableness of the recipient's cost sharing contribution.
§ 603.530 - Acceptable cost sharing.
§ 603.535 - Value of proposed real property or equipment.
§ 603.540 - Acceptability of fully depreciated real property or equipment.
§ 603.545 - Acceptability of costs of prior RD&D.
§ 603.550 - Acceptability of intellectual property.
§ 603.555 - Value of other contributions.
Fixed-Support or Expenditure-Based Approach
§ 603.560 - Estimate of project expenditures.
§ 603.565 - Use of a hybrid instrument.
Total Funding
§ 603.520 - Reasonableness of total project funding.
Recipient Qualification
§ 603.510 - Recipient qualifications.
§ 603.515 - Qualification of a consortium.
Subpart F - Award Terms Affecting Participants' Financial, Property, and Purchasing Systems
§ 603.600 - Administrative matters.
§ 603.605 - General policy.
§ 603.610 - Flow down requirements.
Property
§ 603.680 - Purchase of real property and equipment by for-profit firms.
§ 603.685 - Management of real property and equipment by nonprofit participants.
§ 603.690 - Requirements for Federally-owned property.
§ 603.695 - Requirements for supplies.
Purchasing
§ 603.700 - Standards for purchasing systems of for-profit firms.
§ 603.705 - Standards for purchasing systems of nonprofit organizations.
Financial Matters
§ 603.615 - Financial management standards for-profit firms.
§ 603.620 - Financial management standards for nonprofit participants.
§ 603.625 - Cost principles or standards applicable to for-profit participants.
§ 603.630 - Use Federally approved indirect cost rates for for-profit firms.
§ 603.635 - Cost principles for nonprofit participants.
§ 603.640 - Audits of for-profit participants.
§ 603.645 - Periodic audits and award-specific audits of for-profit participants.
§ 603.650 - Designation of auditor for for-profit participants.
§ 603.655 - Frequency of periodic audits of for-profit participants.
§ 603.660 - Other audit requirements.
§ 603.665 - Periodic audits of nonprofit participants.
§ 603.670 - Flow down audit requirements to subrecipients.
§ 603.675 - Reporting use of IPA for subawards.
Subpart G - Award Terms Related to Other Administrative Matters
§ 603.800 - Scope.
Revision of Budget and Program Plans
§ 603.825 - Government approval of changes in plans.
§ 603.830 - Pre-award costs.
Records Retention and Access Requirements
§ 603.905 - Record retention requirements.
§ 603.910 - Access to a for-profit participant's records.
§ 603.915 - Access to a nonprofit participant's records.
Financial and Programmatic Reporting
§ 603.880 - Reports requirements.
§ 603.885 - Updated program plans and budgets.
§ 603.890 - Final performance report.
§ 603.895 - Protection of information in programmatic reports.
§ 603.900 - Receipt of final performance report.
Program Income
§ 603.835 - Program income requirements.
Intellectual Property
§ 603.840 - Negotiating data and patent rights.
§ 603.845 - Data rights requirements.
§ 603.850 - Marking of data.
§ 603.855 - Protected data.
§ 603.860 - Rights to inventions.
§ 603.865 - March-in rights.
§ 603.870 - Marking of documents related to inventions.
§ 603.875 - Foreign access to technology and U.S. competitiveness provisions.
Payments
§ 603.805 - Payment methods.
§ 603.810 - Method and frequency of payment requests.
§ 603.815 - Withholding payments.
§ 603.820 - Interest on advance payments.
Termination and Enforcement
§ 603.920 - Termination and enforcement requirements.
Subpart H - Executing the Award
§ 603.1000 - Contracting officer's responsibilities at time of award.
Reporting Information About the Award
§ 603.1020 - File documents.
The Award Document
§ 603.1005 - General responsibilities.
§ 603.1010 - Substantive issues.
§ 603.1015 - Execution.
Subpart I - Post-Award Administration
§ 603.1100 - Contracting officer's post-award responsibilities.
§ 603.1105 - Advance payments or payable milestones.
§ 603.1110 - Other payment responsibilities.
§ 603.1115 - Single audits.
§ 603.1120 - Award-specific audits.
Subpart J - Definitions of Terms Used in this Part
§ 603.1200 - Definitions.
§ 603.1205 - Advance.
§ 603.1210 - Articles of collaboration.
§ 603.1215 - Assistance.
§ 603.1220 - Award-specific audit.
§ 603.1225 - Cash contributions.
§ 603.1230 - Commercial firm.
§ 603.1235 - Consortium.
§ 603.1240 - Cooperative agreement.
§ 603.1245 - Cost sharing.
§ 603.1250 - Data.
§ 603.1255 - Equipment.
§ 603.1260 - Expenditure-based award.
§ 603.1265 - Expenditures or outlays.
§ 603.1270 - Grant.
§ 603.1275 - In-kind contributions.
§ 603.1280 - Institution of higher education.
§ 603.1285 - Intellectual property.
§ 603.1290 - Participant.
§ 603.1295 - Periodic audit.
§ 603.1300 - Procurement contract.
§ 603.1305 - Program income.
§ 603.1310 - Program official.
§ 603.1315 - Property.
§ 603.1320 - Real property.
§ 603.1325 - Recipient.
§ 603.1330 - Supplies.
§ 603.1335 - Termination.
§ 603.1340 - Technology investment agreement.
Appendix A to Part 603 - Applicable Federal Statutes, Executive Orders, and Government-wide Regulations
Appendix B to Part 603 - Flow Down Requirements for Purchases of Goods and Services