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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 12 - Banks and Banking |
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Chapter I - Comptroller of the Currency, Department of the Treasury |
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Part 12 - Recordkeeping and Confirmation Requirements for Securities Transactions |
| § 12.1 - Authority, purpose, and scope. |
| § 12.2 - Definitions. |
| § 12.3 - Recordkeeping. |
| § 12.4 - Content and time of notification. |
| § 12.5 - Notification by agreement; alternative forms and times of notification. |
| § 12.6 - Fees. |
| § 12.7 - Securities trading policies and procedures. |
| § 12.8 - Waivers. |
| § 12.9 - Settlement of securities transactions. |
| Interpretations |
| § 12.101 - National bank disclosure of remuneration for mutual fund transactions. |
| § 12.102 - National bank use of electronic communications as customer notifications. |