§ 150.245 - xxx

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Related Notices
- 2016-30502. Final rule. 2016-30502. Economic Growth and Regulatory Paperwork Reduction Act of 1996 Amendments
- 2016-05089. Notice of proposed rulemaking. 2016-05089. Economic Growth and Regulatory Paperwork Reduction Act of 1996 Amendments

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§ 150.245 xxx
Cross Reference
When is a fiduciary not required to maintain custody or control of fiduciary assets?
If you are deemed a fiduciary based solely on your capacity as investment advisor, as that capacity is defined in § 9.101(a) of this chapter, and have no other fiduciary capacity as enumerated in § 150.30, you are not required to maintain custody or control of fiduciary assets as set forth in § 150.220 or § 150.240.
[82 FR 8109, Jan. 23, 2017
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§ 150.245 - xxx

§ 150.245 xxx

Cross Reference

When is a fiduciary not required to maintain custody or control of fiduciary assets?