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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 12 - Banks and Banking |
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Chapter I - Comptroller of the Currency, Department of the Treasury |
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Part 151 - Recordkeeping and Confirmation Requirements for Securities Transactions |
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Subpart D - Securities Trading Policies and Procedures |
| § 151.140 - What policies and procedures must I maintain and follow for securities transactions? |
| § 151.150 - How do my officers and employees file reports of personal securities trading transactions? |