§ 169.4 - Proxy soliciting material.


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  • § 169.4 Proxy soliciting material.

    No solicitation of a proxy shall be made by means of any statement, form of proxy, notice of meeting, or other communication, written or oral, which:

    (a) Solicits any undated or postdated proxy;

    (b) Solicits any proxy that provides that it shall be deemed to be dated as of any date subsequent to the date on which it is signed by the security holder; or

    (c)

    (1) Contains any statement that is false or misleading with respect to any material fact, or

    (2) Omits to state any material fact:

    (i) Necessary in order to make the statements therein not false or misleading or

    (ii) Necessary to correct any statement in any earlier communication with respect to the solicitation of a proxy for the same meeting or subject matter that has subsequently become false or misleading.